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Contran Corp., et al. – ‘4’ for 12/12/13 re: Valhi Inc./DE

On:  Thursday, 12/12/13, at 6:36pm ET   ·   For:  12/12/13   ·   As:  Director, Officer and 10% Owner   ·   Accession #:  59255-13-252   ·   File #:  333-48391

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/12/13  Contran Corp.                     4          D,O,%Owner  2:17K  Valhi Inc./DE                     Valhi Inc./DE
          Simmons Harold C

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     12K 
                Securities by an Insider -- edgar.xml/3.6                        
 2: EX-99       Exhibit 99 Additional Information                   HTML      9K

‘4’   —   Statement of Changes in Beneficial Ownership of Securities by an Insider — edgar.xml/3.6



        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SIMMONS HAROLD C
(Last)(First)(Middle)
5430 LBJ FREEWAY, SUITE 1700
(Street)
DALLASTX75240
(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
VALHI INC /DE/ [ VHI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below) Other (specify below)
Chairman of the Board
3. Date of Earliest Transaction (Month/Day/Year)
12/12/13
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common stock, $0.01 par value per share 12/12/13 J (1) 1,002A$14.37833,018,659IBy Contran (2)
Common stock, $0.01 par value per share 12/12/13 J (1) 310A$14.433,018,969IBy Contran (2)
Common stock, $0.01 par value per share 12/12/13 J (1) 3,788A$14.463,022,757IBy Contran (2)
Common stock, $0.01 par value per share 12/12/13 J (1) 300A$14.653,023,057IBy Contran (2)
Common stock, $0.01 par value per share 1,870,880D
Common stock, $0.01 par value per share 314,033,148Iby VHC (3)
Common stock, $0.01 par value per share 1,100,541Iby CDCT (4)
Common stock, $0.01 par value per share 818,514Iby Spouse (5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
SIMMONS HAROLD C
(Last)(First)(Middle)
5430 LBJ FREEWAY, SUITE 1700
(Street)
DALLASTX75240
(City)(State)(Zip)
1. Name and Address of Reporting Person*
CONTRAN CORP
(Last)(First)(Middle)
5430 LBJ FREEWAY, SUITE 1700
(Street)
DALLASTX75240
(City)(State)(Zip)
Explanation of Responses:
(1)  Open market purchase by Contran Corporation. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship between the persons joining in this filing.
(2)  Directly held by Contran Corporation. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship between the persons joining in this filing.
(3)  Directly held by Valhi Holding Company. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the persons joining in this filing.
(4)  Directly owned by the Contran Amended and Restated Deferred Compensation Trust. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the persons joining in this filing.
(5)  Directly held by the reporting person's spouse. Mr. Simmons disclaims beneficial ownership of any shares of the issuer's common stock that his spouse holds. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationships to the persons joining in this filing.
Remarks:
Exhibit Index Exhibit 99 - Additional Information
A. Andrew R. Louis, Attorney-in-fact, for Harold C. Simmons 12/12/13
A. Andrew R. Louis, Secretary, for Contran Corporation 12/12/13
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    J    Other acquisition or disposition.

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