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DTCC Data Repository (U.S.) LLC – ‘SDR/A’ on 3/27/18

On:  Tuesday, 3/27/18, at 3:53pm ET   ·   Effective:  3/27/18   ·   Accession #:  1655167-18-3   ·   File #:  40-00621

Previous ‘SDR’:  ‘SDR/A’ on 4/28/17   ·   Latest ‘SDR’:  This Filing   ·   1 Reference:  By:  SEC – ‘UPLOAD’ on 3/28/18

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  As Of                Filer                Filing    For·On·As Docs:Size

 3/27/18  DTCC Data Repository (U.S.) LLC   SDR/A       3/27/18    1:5K

Interim Amendment to Application for Registration as a Security-Based Swap Data Repository   —   Form SDR
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SDR/A       Interim Amendment to Application for Registration   HTML      6K 
                          as a Security-Based Swap Data Repository               
                          -- primary_doc.xml


        

This ‘SDR/A’ Document is an XML Data File that may be rendered in various formats:

  Form SDR    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Interim Amendment to Application for Registration by a Security-Based Swap Data Repository
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<edgarSubmission xmlns="http://www.sec.gov/edgar/sdrfiler" xmlns:com="http://www.sec.gov/edgar/common">
<headerData>
<submissionType> SDR/A </submissionType>
<filerInfo>
<filer>
<filerCredentials>
<cik> 0001655167 </cik>
<ccc> XXXXXXXX </ccc>
</filerCredentials>
</filer>
<flags>
<returnCopyFlag> true </returnCopyFlag>
<overrideInternetFlag> false </overrideInternetFlag>
<confirmingCopyFlag> false </confirmingCopyFlag>
</flags>
<contact>
<contactName> Adrienne During </contactName>
<contactPhoneNumber> 212-855-3038 </contactPhoneNumber>
<contactEmailAddress> aduring@dtcc.com </contactEmailAddress>
</contact>
<liveTestFlag> LIVE </liveTestFlag>
</filerInfo>
</headerData>
<formData>
<principalInfo>
<applicantName> DTCC Data Repository (U.S.) LLC </applicantName>
<street1> 55 WATER STREET </street1>
<city> NEW YORK </city>
<stateOrCountry> NY </stateOrCountry>
<zipCode> 10041 </zipCode>
<amendedItemsList> withdrawal letter </amendedItemsList>
<prncpalConfFlag> false </prncpalConfFlag>
</principalInfo>
<generalInfo>
<business>
<businessName>
<nameOnBusinessConfFlag> false </nameOnBusinessConfFlag>
</businessName>
<previousBusinessName>
<previousBusinessNameConfFlag> false </previousBusinessNameConfFlag>
</previousBusinessName>
<businessAddress>
<street1> 55 WATER STREET </street1>
<city> NEW YORK </city>
<stateOrCountry> NY </stateOrCountry>
<zipCode> 10041 </zipCode>
<businessAddressConfFlag> false </businessAddressConfFlag>
</businessAddress>
</business>
<officeInfo>
<office>
<officeName> New York Office </officeName>
<street1> 55 Water Street </street1>
<city> New York </city>
<stateOrCountry> NY </stateOrCountry>
<zipCode> 10041 </zipCode>
</office>
<officeConfFlag> false </officeConfFlag>
</officeInfo>
<successor>
<successionDateFlag> false </successionDateFlag>
<predecessorNameAddressFlag> false </predecessorNameAddressFlag>
<predecessorCikFlag> false </predecessorCikFlag>
<successorConfFlag> false </successorConfFlag>
<successionFlag> true </successionFlag>
</successor>
<assetClasses>
<assetClassesList> Credit, Equity and Rates </assetClassesList>
<assetClassesConfFlag> false </assetClassesConfFlag>
</assetClasses>
<functionDescription>
<functionDescriptionPerformed> Security based swap data repository and security information processor functions. </functionDescriptionPerformed>
<functionDescriptionConfFlag> false </functionDescriptionConfFlag>
</functionDescription>
<applicantCategory>
<applicantType> Other Form of Organization </applicantType>
<applicantTypeOtherDesc> Limited Liability Company </applicantTypeOtherDesc>
<applcntTypeConfFlag> false </applcntTypeConfFlag>
</applicantCategory>
<corpOrgInfo>
<dateOfCoperationOrg> 10-12-2011 </dateOfCoperationOrg>
<stateCorperationOrOrg> NY </stateCorperationOrOrg>
<corprtnOrgConfFlag> false </corprtnOrgConfFlag>
</corpOrgInfo>
<partnershipInfo>
<filingPrtnrConfFlag> false </filingPrtnrConfFlag>
</partnershipInfo>
<consentName>
<personNameOrOfficerTitle> DTCC General Counsel </personNameOrOfficerTitle>
<applicantNameOrApplcblEntity> DTCC Data Repository (U.S.) LLC </applicantNameOrApplcblEntity>
<consentNameConfFlag> false </consentNameConfFlag>
</consentName>
<consentAddress>
<street1> 55 Water Street </street1>
<city> New York </city>
<stateCountry> NY </stateCountry>
<zipCode> 10041 </zipCode>
<consentAddressConfFlag> false </consentAddressConfFlag>
</consentAddress>
<consentPhone>
<phone> 212-855-3240 </phone>
<consentPhoneConfFlag> false </consentPhoneConfFlag>
</consentPhone>
</generalInfo>
<signatureInfo>
<signatureDate> 03-27-2018 </signatureDate>
<signatureApplicantName> DTCC Data Repository (U.S.) LLC </signatureApplicantName>
<signature> Chris Childs </signature>
<signatureTitle> Managing Director </signatureTitle>
<signatureConfflag> false </signatureConfflag>
</signatureInfo>
</formData>
</edgarSubmission>


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/28/18  SEC                               UPLOAD3/28/18    1:37K  DTCC Data Repository (U.S.) LLC
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Filing Submission 0001655167-18-000003   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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