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DTCC Data Repository (U.S.) LLC – ‘SDR/A’ on 3/27/18

On:  Tuesday, 3/27/18, at 3:53pm ET   ·   Effective:  3/27/18   ·   Accession #:  1655167-18-3   ·   File #:  40-00621

Previous ‘SDR’:  ‘SDR/A’ on 4/28/17   ·   Latest ‘SDR’:  This Filing   ·   1 Reference:  By:  SEC – ‘UPLOAD’ on 3/28/18

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  As Of                Filer                Filing    For·On·As Docs:Size

 3/27/18  DTCC Data Repository (U.S.) LLC   SDR/A       3/27/18    1:5K

Interim Amendment to Application for Registration as a Security-Based Swap Data Repository   —   Form SDR
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SDR/A       Interim Amendment to Application for Registration   HTML      6K 
                          as a Security-Based Swap Data Repository               
                          -- primary_doc.xml                                     




        

This ‘SDR/A’ Document is an XML Data File that may be rendered in various formats:

  Form SDR    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Interim Amendment to Application for Registration by a Security-Based Swap Data Repository
 
                                                                                                                                                                                
EDGAR Submission
 
Header Data:
Submission Type:  SDR/A
Filer Info:
Filer:
Filer Credentials:
CIK:  1655167
CCC:  XXXXXXXX
Flags:
Return Copy Flag?  Yes
Override Internet Flag?  No
Confirming Copy Flag?  No
Contact:
Contact Name:  Adrienne During
Contact Phone Number:  212-855-3038
Contact Email Address:  aduring@dtcc.com
Live-Test Flag:  LIVE
Form Data:
Principal Info:
Applicant Name:  DTCC Data Repository (U.S.) LLC
Street 1:  55 WATER STREET
City:  NEW YORK
State or Country:  NY
ZIP Code:  10041
Amended Items List:  withdrawal letter
Prncpal Conf. Flag?  No
General Info:
Business:
Business Name:
Name on Business-Conf. Flag?  No
Previous Business Name:
Previous Business Name Conf. Flag?  No
Business Address:
Street 1:  55 WATER STREET
City:  NEW YORK
State or Country:  NY
ZIP Code:  10041
Business Address Conf. Flag?  No
Office Info:
Office:
Office Name:  New York Office
Street 1:  55 Water Street
City:  New York
State or Country:  NY
ZIP Code:  10041
Office Conf. Flag?  No
Successor:
Succession Date Flag?  No
Predecessor Name Address Flag?  No
Predecessor CIK Flag?  No
Successor Conf. Flag?  No
Succession Flag?  Yes
Asset Classes:
Asset Classes List:  Credit, Equity and Rates
Asset Classes Conf. Flag?  No
Function Description:
Function Description Performed:  Security based swap data repository and security information processor functions.
Function Description Conf. Flag?  No
Applicant Category:
Applicant Type:  Other Form of Organization
Applicant Type Other Desc:  Limited Liability Company
Applcnt Type Conf. Flag?  No
Corp Org. Info:
Date of Coperation Org.:  10/12/11
State Corperation or Org.:  NY
Corprtn Org. Conf. Flag?  No
Partnership Info:
Filing Prtnr Conf. Flag?  No
Consent Name:
Person Name or Officer Title:  DTCC General Counsel
Applicant Name or Applcbl Entity:  DTCC Data Repository (U.S.) LLC
Consent Name Conf. Flag?  No
Consent Address:
Street 1:  55 Water Street
City:  New York
State Country:  NY
ZIP Code:  10041
Consent Address Conf. Flag?  No
Consent Phone:
Phone:  212-855-3240
Consent Phone Conf. Flag?  No
Signature Info:
Signature Date:  3/27/18
Signature Applicant Name:  DTCC Data Repository (U.S.) LLC
Signature:  Chris Childs
Signature Title:  Managing Director
Signature Confflag?  No



1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/28/18  SEC                               UPLOAD3/28/18    1:37K  DTCC Data Repository (U.S.) LLC
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Filing Submission 0001655167-18-000003   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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