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Foster Andrew B – ‘4’ for 4/22/21 re: Aemetis, Inc.

On:  Monday, 4/26/21, at 5:24pm ET   ·   For:  4/22/21   ·   Accession #:  1593968-21-1165   ·   File #:  1-36475

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/26/21  Foster Andrew B                   4                      1:8K   Aemetis, Inc.                     Equity Administr… Inc/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- primary_01.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<ownershipDocument>
<schemaVersion> X0306 </schemaVersion>
<documentType> 4 </documentType>
<periodOfReport> 2021-04-22 </periodOfReport>
<issuer>
<issuerCik> 0000738214 </issuerCik>
<issuerName> AEMETIS, INC </issuerName>
<issuerTradingSymbol> AMTX </issuerTradingSymbol>
</issuer>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001285221 </rptOwnerCik>
<rptOwnerName> FOSTER ANDREW B </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> 20400 STEVENS CREK BLVD, SUITE 700 </rptOwnerStreet1>
<rptOwnerStreet2></rptOwnerStreet2>
<rptOwnerCity> CUPERTINO </rptOwnerCity>
<rptOwnerState> CA </rptOwnerState>
<rptOwnerZipCode> 95014 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isDirector> false </isDirector>
<isOfficer> true </isOfficer>
<isTenPercentOwner> false </isTenPercentOwner>
<isOther> false </isOther>
<officerTitle> Executive Vice President </officerTitle>
<otherText></otherText>
</reportingOwnerRelationship>
</reportingOwner>
<derivativeTable>
<derivativeTransaction>
<securityTitle>
<value> Option (right to buy) </value>
</securityTitle>
<conversionOrExercisePrice>
<value> 4.35 </value>
</conversionOrExercisePrice>
<transactionDate>
<value> 2021-04-22 </value>
</transactionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> D </transactionCode>
<equitySwapInvolved> false </equitySwapInvolved>
</transactionCoding>
<transactionAmounts>
<transactionShares>
<value> 15316 </value>
</transactionShares>
<transactionPricePerShare>
<value> 19.3969 </value>
<footnoteId id="F1"/>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> D </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<exerciseDate>
<value> 2015-08-21 </value>
<footnoteId id="F2"/>
</exerciseDate>
<expirationDate>
<value> 2022-05-21 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common stock and Series B Preferred </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 20000 </value>
<footnoteId id="F3"/>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 4684 </value>
<footnoteId id="F3"/>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeTransaction>
<derivativeTransaction>
<securityTitle>
<value> Option (right to buy) </value>
</securityTitle>
<conversionOrExercisePrice>
<value> 2.54 </value>
</conversionOrExercisePrice>
<transactionDate>
<value> 2021-04-22 </value>
</transactionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> D </transactionCode>
<equitySwapInvolved> false </equitySwapInvolved>
</transactionCoding>
<transactionAmounts>
<transactionShares>
<value> 8520 </value>
</transactionShares>
<transactionPricePerShare>
<value> 19.3969 </value>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> D </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<exerciseDate>
<value> 2016-08-19 </value>
<footnoteId id="F2"/>
</exerciseDate>
<expirationDate>
<value> 2026-05-21 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common stock and Series B Preferred </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 9870 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 23480 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeTransaction>
<derivativeTransaction>
<securityTitle>
<value> Option (right to buy) </value>
</securityTitle>
<conversionOrExercisePrice>
<value> 3.09 </value>
</conversionOrExercisePrice>
<transactionDate>
<value> 2021-04-22 </value>
</transactionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> D </transactionCode>
<equitySwapInvolved> false </equitySwapInvolved>
</transactionCoding>
<transactionAmounts>
<transactionShares>
<value> 8336 </value>
</transactionShares>
<transactionPricePerShare>
<value> 19.3969 </value>
<footnoteId id="F4"/>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> D </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<exerciseDate>
<value> 2021-04-07 </value>
</exerciseDate>
<expirationDate>
<value> 2031-01-07 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common stock and Series B Preferred </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 10000 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 116664 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeTransaction>
</derivativeTable>
<footnotes>
<footnote id="F1"> The 5/21/2015 grant exercised and sold through executing the 10b5-1 plan. </footnote>
<footnote id="F2"> 1/12th of the Option Shares vest every three(3)months from the date of the grant. </footnote>
<footnote id="F3"> Grant of Incentive Stock Option under the Aemetis, Inc. Ammended and Restated 2007 Stock Plan to purchase 20,000 shares of the Company's Common Stock ("Option Shares") at and Exercise Price of $4.35 per share, and subject to the terms of the Stock Option Agreement between Reporting Person and the Company. </footnote>
<footnote id="F4"> The 1-7-2021 option grant was exercised and sold through 10b5-1 plan. </footnote>
</footnotes>
<remarks></remarks>
<ownerSignature>
<signatureName> /s/Todd Waltz attorney-infact </signatureName>
<signatureDate> 2021-04-26 </signatureDate>
</ownerSignature>
</ownershipDocument>


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Filing Submission 0001593968-21-001165   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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