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Foster Andrew B – ‘4’ for 4/22/21 re: Aemetis, Inc.

On:  Monday, 4/26/21, at 5:24pm ET   ·   For:  4/22/21   ·   Accession #:  1593968-21-1165   ·   File #:  1-36475

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/26/21  Foster Andrew B                   4                      1:8K   Aemetis, Inc.                     Equity Administr… Inc/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- primary_01.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  4/22/21
Issuer:
Issuer CIK:  738214
Issuer Name:  AEMETIS, INC
Issuer Trading Symbol:  AMTX
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1285221
Owner Name:  FOSTER ANDREW B
Reporting Owner Address:
Owner Street 1:  20400 STEVENS CREK BLVD, SUITE 700
Owner Street 2:
Owner City:  CUPERTINO
Owner State:  CA
Owner ZIP Code:  95014
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  Executive Vice President
Other Text:
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Option (right to buy)
Conversion or Exercise Price:
Value:  4.35
Transaction Date:
Value:  4/22/21
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  D
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  15,316
Transaction Price Per Share:
Value:  19.3969
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  8/21/15
Footnote ID:  F2
Expiration Date:
Value:  5/21/22
Underlying Security:
Underlying Security Title:
Value:  Common stock and Series B Preferred
Underlying Security Shares:
Value:  20,000
Footnote ID:  F3
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  4,684
Footnote ID:  F3
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Option (right to buy)
Conversion or Exercise Price:
Value:  2.54
Transaction Date:
Value:  4/22/21
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  D
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  8,520
Transaction Price Per Share:
Value:  19.3969
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  8/19/16
Footnote ID:  F2
Expiration Date:
Value:  5/21/26
Underlying Security:
Underlying Security Title:
Value:  Common stock and Series B Preferred
Underlying Security Shares:
Value:  9,870
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  23,480
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Option (right to buy)
Conversion or Exercise Price:
Value:  3.09
Transaction Date:
Value:  4/22/21
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  D
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  8,336
Transaction Price Per Share:
Value:  19.3969
Footnote ID:  F4
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  4/7/21
Expiration Date:
Value:  1/7/31
Underlying Security:
Underlying Security Title:
Value:  Common stock and Series B Preferred
Underlying Security Shares:
Value:  10,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  116,664
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  The 5/21/15 grant exercised and sold through executing the 10b5-1 plan.
Footnote - F2:  1/12th of the Option Shares vest every three(3)months from the date of the grant.
Footnote - F3:  Grant of Incentive Stock Option under the Aemetis, Inc. Ammended and Restated 2007 Stock Plan to purchase 20,000 shares of the Company's Common Stock ("Option Shares") at and Exercise Price of $4.35 per share, and subject to the terms of the Stock Option Agreement between Reporting Person and the Company.
Footnote - F4:  The 1/7/21 option grant was exercised and sold through 10b5-1 plan.
Remarks:
Owner Signature:
Signature Name:  /s/Todd Waltz attorney-infact
Signature Date:  4/26/21


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Filing Submission 0001593968-21-001165   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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