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Natural Grocers by Vitamin Cottage, Inc. – ‘8-K’ for 10/12/22

On:  Tuesday, 10/18/22, at 4:31pm ET   ·   For:  10/12/22   ·   Accession #:  1437749-22-24326   ·   File #:  1-35608

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/18/22  Natural Grocers by Vitamin C… Inc 8-K:5      10/12/22   11:149K                                   RDG Filings/FA

Current Report   —   Form 8-K

Filing Table of Contents

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 6: R1          Document And Entity Information                     HTML     46K 
 9: XML         IDEA XML File -- Filing Summary                      XML     12K 
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 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
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 4: EX-101.LAB  XBRL Labels -- ngvc-20221012_lab                     XML     47K 
 5: EX-101.PRE  XBRL Presentations -- ngvc-20221012_pre              XML     36K 
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10: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    19K 
11: ZIP         XBRL Zipped Folder -- 0001437749-22-024326-xbrl      Zip     12K 


‘8-K’   —   Current Report


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 iX:   C: 
 i false  i 0001547459 0001547459 2022-10-12 2022-10-12
 


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
 
 
FORM  i 8-K
 
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of report (Date of earliest event reported): October 18, 2022 ( i October 12, 2022)
 
 
 i Natural Grocers by Vitamin Cottage, Inc.
(Exact name of registrant as specified in its charter)
 
 
 i Delaware
 i 45-5034161
(State or other jurisdiction
of incorporation)
(Commission
File No.)
(IRS Employer
Identification No.)
 
 i 12612 West Alameda Parkway
 i Lakewood,  i Colorado  i 80228
(Address of principal executive offices) (Zip Code)
 
( i 303)  i 986-4600
(Registrant’s telephone number, including area code)
 
Not Applicable
(Former name or former address, if changed since last report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:
 
 i 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i 
Pre-commencement communications pursuant to Rule 14d-2(b) under Exchange Act (17 CFR 240.14d-2(b))
 i 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
Trading symbol
Name of each exchange on which registered
 i Common Stock, $0.001 par value
 i NGVC
 i New York Stock Exchange
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
  Emerging growth company  i 
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 

 
 

 
 
Item 5.02         Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.
 
On October 12, 2022, the Compensation Committee of the Board of Directors of Natural Grocers by Vitamin Cottage, Inc. (the “Company”) approved the following compensatory arrangements: (i) a cash bonus award of $250,000 to Heather Isely, the Company’s Executive Vice President and Corporate Secretary; (ii) a cash bonus award of $250,000 to Elizabeth Isely, the Company’s Executive Vice President; and (iii) a cash bonus award of $250,000 to Todd Dissinger, the Company’s Chief Financial Officer. The aforementioned cash bonus awards were discretionary in nature and were not paid pursuant to any non-equity incentive plan.
 
2
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Dated: October 18, 2022
 
Natural Grocers by Vitamin Cottage, Inc.
   
 
By:
 
Name:
 
Title:
Co-President
 
3

Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed on:10/18/22None on these Dates
For Period end:10/12/22
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Filing Submission 0001437749-22-024326   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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