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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/12/24 Natural Grocers by Vitamin C… Inc 8-K:5,9 3/06/24 12:338K RDG Filings/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 66K 2: EX-10.1 Material Contract HTML 118K 7: R1 Document And Entity Information HTML 46K 9: XML IDEA XML File -- Filing Summary XML 12K 12: XML XBRL Instance -- ngvc20240311_8k_htm XML 14K 8: EXCEL IDEA Workbook of Financial Report Info XLSX 8K 4: EX-101.DEF XBRL Definitions -- ngvc-20240306_def XML 37K 5: EX-101.LAB XBRL Labels -- ngvc-20240306_lab XML 48K 6: EX-101.PRE XBRL Presentations -- ngvc-20240306_pre XML 36K 3: EX-101.SCH XBRL Schema -- ngvc-20240306 XSD 14K 10: JSON XBRL Instance as JSON Data -- MetaLinks 12± 19K 11: ZIP XBRL Zipped Folder -- 0001437749-24-007470-xbrl Zip 42K
i Delaware
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i 45-5034161
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(State or other jurisdiction
of incorporation)
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(Commission
File No.)
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(IRS Employer
Identification No.)
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i ☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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i ☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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i ☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under Exchange Act (17 CFR 240.14d-2(b))
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i ☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading symbol
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Name of each exchange on which registered
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i Common Stock, $0.001 par value
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i NGVC
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i New York Stock Exchange
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Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
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Item 5.07
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Submission of Matters to a Vote of Security Holders.
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1.
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To elect Heather Isely, Kemper Isely and Edward Cerkovnik as Class III directors, each to serve for a three-year term ending at the Company’s 2027 Annual Meeting of Stockholders (“Proposal No. 1”);
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2.
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To ratify the appointment of KPMG LLP (“KPMG”) as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2024 (“Proposal No. 2”);
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3.
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To approve, on an advisory basis, the compensation paid to our named executive officers (“Proposal No. 3”);
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4.
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To hold an advisory vote on the frequency of future stockholder advisory votes regarding the compensation paid to our named executive officers (“Proposal No. 4”); and
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5.
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To approve amendments to the 2012 Plan to: (i) increase the aggregate number of shares of the Company’s Common Stock reserved for issuance thereunder by 600,000 shares and (ii) extend the term of the 2012 Plan by seven years to July 19, 2034 (“Proposal No. 5”).
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For
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Withheld
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Broker Non-Votes
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||||||||||
Heather Isely
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15,283,849 | 5,247,296 | 1,083,102 | |||||||||
15,262,363 | 5,268,782 | 1,083,102 | ||||||||||
Edward Cerkovnik
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18,481,117 | 2,050,028 | 1,083,102 |
For
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Against
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Abstain
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||||||||||
Appointment of KPMG
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21,424,440 | 170,661 | 19,146 |
For
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Against
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Abstain
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Broker Non-Votes
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Approval, on an advisory basis, of compensation paid to the Company’s Named Executive Officers (“NEOs”)
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20,401,188 | 107,047 | 22,910 | 1,083,102 |
Every 1 Year
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Every 2 Years
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Every 3 Years
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Abstain
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Broker Non-Votes
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Frequency of future advisory votes on compensation paid to the Company’s NEOs
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4,992,562 | 22,076 | 15,510,326 | 6,181 | 1,083,102 |
For
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Against
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Abstain
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Broker Non-Votes
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Amendments to the 2012 Plan
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19,450,856 | 1,036,887 | 43,402 | 1,083,102 |
Exhibit No.
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Description
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10.1*
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104
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Cover Page Interactive Data File (formatted as Inline XBRL).
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Natural Grocers by Vitamin Cottage, Inc.
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By:
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/s/ Kemper Isely
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Name:
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Title:
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Co-President
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This ‘8-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
7/19/34 | ||||
9/30/24 | ||||
Filed on: | 3/12/24 | |||
For Period end: | 3/6/24 | 4, DEF 14A | ||
1/25/24 | ARS, DEF 14A, DEFA14A | |||
List all Filings |