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Duke Energy Corp – ‘8-K’ for 2/25/21

On:  Wednesday, 3/3/21, at 4:18pm ET   ·   For:  2/25/21   ·   Accession #:  1326160-21-105   ·   File #:  1-32853

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  As Of               Filer                 Filing    For·On·As Docs:Size

 3/03/21  Duke Energy Corp                  8-K:5       2/25/21   12:579K

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     30K 
 8: R1          Cover Page                                          HTML     56K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 7: XML         XBRL Instance -- duk-20210225_htm                    XML     33K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.CAL  XBRL Calculations -- duk-20210225_cal                XML      7K 
 4: EX-101.DEF  XBRL Definitions -- duk-20210225_def                 XML     43K 
 5: EX-101.LAB  XBRL Labels -- duk-20210225_lab                      XML     91K 
 6: EX-101.PRE  XBRL Presentations -- duk-20210225_pre               XML     43K 
 2: EX-101.SCH  XBRL Schema -- duk-20210225                          XSD     14K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    21K 
12: ZIP         XBRL Zipped Folder -- 0001326160-21-000105-xbrl      Zip    131K 

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 iX:   C:  C: 
 i 0001326160 i false00013261602021-02-252021-02-250001326160us-gaap:CommonStockMember2021-02-252021-02-250001326160duk:JuniorSubordinatedDebentures5.125CouponDueJanuary2073Member2021-02-252021-02-250001326160duk:JuniorSubordinatedDebentures5.625CouponDueSeptember2078Member2021-02-252021-02-250001326160duk:DepositaryShareMember2021-02-252021-02-25

Washington, D.C. 20549
FORM  i 8-K

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i February 25, 2021
Commission file numberRegistrant, State of Incorporation or Organization,
Address of Principal Executive Offices and Telephone Number
IRS Employer Identification Number
 i 1-32853
 i 20-2777218
(a  i Delaware corporation)
 i 550 South Tryon Street
 i Charlotte,  i North Carolina  i 28202-1803
 i 704- i 382-3853

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
RegistrantTitle of each classTrading Symbol(s)Name of each exchange on which registered
Duke Energy i Common Stock, $0.001 par value i DUK i New York Stock Exchange LLC
Duke Energy i 5.125% Junior Subordinated Debentures i DUKH i New York Stock Exchange LLC
due January 15, 2073
Duke Energy i 5.625% Junior Subordinated Debentures i DUKB i New York Stock Exchange LLC
due September 15, 2078
Duke Energy i Depositary Shares i DUK PR A i New York Stock Exchange LLC
each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock, par value $0.001 per share
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

On February 25, 2021, directors William E. Kennard and Marya M. Rose each notified Duke Energy Corporation (the “Corporation”) that, due to increased external business and personal commitments, they did not intend to stand for re-election to the Corporation’s Board of Directors once their respective current terms ended at the Corporation’s 2021 Annual Meeting of Shareholders. Neither director’s decision not to stand for re-election was the result of any disagreement with the Corporation on any matter relating to the operation, policies, or practices of the Corporation.

Item 9.01  Financial Statements and Exhibits.

(d) Exhibits

    104 Cover Page Interactive Data File (embedded within the Inline XBRL document).


Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

/s/ David S. Maltz
David S. Maltz
Vice President, Legal, Chief Governance Officer and Assistant Corporate Secretary
Dated:March 3, 2021

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:3/3/21
For Period end:2/25/2110-K,  4
 List all Filings 
Filing Submission 0001326160-21-000105   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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