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Taglich Robert – ‘4’ for 5/18/21 re: Air Industries Group

On:  Tuesday, 5/18/21, at 5:41pm ET   ·   For:  5/18/21   ·   Accession #:  1213900-21-27706   ·   File #:  1-35927

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/18/21  Taglich Robert                    4                      1:16K  Air Industries Group              EdgarAgents LLC/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- ownership.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<ownershipDocument>
<schemaVersion> X0306 </schemaVersion>
<documentType> 4 </documentType>
<periodOfReport> 2021-05-18 </periodOfReport>
<notSubjectToSection16> 0 </notSubjectToSection16>
<issuer>
<issuerCik> 0001009891 </issuerCik>
<issuerName> AIR INDUSTRIES GROUP </issuerName>
<issuerTradingSymbol> AIRI </issuerTradingSymbol>
</issuer>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001353439 </rptOwnerCik>
<rptOwnerName> TAGLICH ROBERT </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> C/O TAGLICH BROTHERS, INC. </rptOwnerStreet1>
<rptOwnerStreet2> 37 MAIN STREET </rptOwnerStreet2>
<rptOwnerCity> COLD SPRING HARBOR </rptOwnerCity>
<rptOwnerState> NY </rptOwnerState>
<rptOwnerZipCode> 11724 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isDirector> 1 </isDirector>
<isOfficer> 0 </isOfficer>
<isTenPercentOwner> 1 </isTenPercentOwner>
<isOther> 0 </isOther>
<officerTitle></officerTitle>
<otherText></otherText>
</reportingOwnerRelationship>
</reportingOwner>
<derivativeTable>
<derivativeHolding>
<securityTitle>
<value> Warrants </value>
</securityTitle>
<conversionOrExercisePrice>
<value> 3 </value>
</conversionOrExercisePrice>
<exerciseDate>
<value> 2016-12-22 </value>
</exerciseDate>
<expirationDate>
<value> 2021-11-30 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common Stock </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 15029 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 23918 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeHolding>
<derivativeHolding>
<securityTitle>
<value> Warrants </value>
</securityTitle>
<conversionOrExercisePrice>
<value> 3.71 </value>
</conversionOrExercisePrice>
<exerciseDate>
<value> 2017-02-07 </value>
</exerciseDate>
<expirationDate>
<value> 2022-01-31 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common Stock </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 19230 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 19230 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeHolding>
<derivativeHolding>
<securityTitle>
<value> Warrants </value>
</securityTitle>
<conversionOrExercisePrice>
<value> 3.3 </value>
</conversionOrExercisePrice>
<exerciseDate>
<value> 2017-03-08 </value>
</exerciseDate>
<expirationDate>
<value> 2022-01-31 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common Stock </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 7692 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 7692 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeHolding>
<derivativeHolding>
<securityTitle>
<value> Warrants </value>
<footnoteId id="F2"/>
</securityTitle>
<conversionOrExercisePrice>
<value> 3 </value>
</conversionOrExercisePrice>
<exerciseDate>
<value> 2016-11-22 </value>
</exerciseDate>
<expirationDate>
<value> 2021-11-30 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common Stock </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 15344 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 39262 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeHolding>
<derivativeHolding>
<securityTitle>
<value> Warrants </value>
<footnoteId id="F2"/>
</securityTitle>
<conversionOrExercisePrice>
<value> 3 </value>
</conversionOrExercisePrice>
<exerciseDate>
<value> 2016-12-22 </value>
</exerciseDate>
<expirationDate>
<value> 2021-11-30 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common Stock </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 12540 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 51802 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeHolding>
<derivativeHolding>
<securityTitle>
<value> Warrants </value>
<footnoteId id="F2"/>
</securityTitle>
<conversionOrExercisePrice>
<value> 4.45 </value>
</conversionOrExercisePrice>
<exerciseDate>
<value> 2017-02-17 </value>
</exerciseDate>
<expirationDate>
<value> 2022-01-31 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common Stock </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 7500 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 7500 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeHolding>
<derivativeHolding>
<securityTitle>
<value> Warrants </value>
<footnoteId id="F2"/>
</securityTitle>
<conversionOrExercisePrice>
<value> 3.3 </value>
</conversionOrExercisePrice>
<exerciseDate>
<value> 2017-03-08 </value>
</exerciseDate>
<expirationDate>
<value> 2022-01-31 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common Stock </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 4374 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 12542 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeHolding>
<derivativeHolding>
<securityTitle>
<value> Warrants </value>
<footnoteId id="F2"/>
</securityTitle>
<conversionOrExercisePrice>
<value> 3.78 </value>
</conversionOrExercisePrice>
<exerciseDate>
<value> 2017-03-15 </value>
</exerciseDate>
<expirationDate>
<value> 2022-01-31 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common Stock </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 4306 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 4306 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeHolding>
<derivativeHolding>
<securityTitle>
<value> Warrants </value>
<footnoteId id="F2"/>
</securityTitle>
<conversionOrExercisePrice>
<value> 4 </value>
</conversionOrExercisePrice>
<exerciseDate>
<value> 2017-03-21 </value>
</exerciseDate>
<expirationDate>
<value> 2022-01-31 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common Stock </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 869 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 869 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeHolding>
<derivativeHolding>
<securityTitle>
<value> Warrants </value>
</securityTitle>
<conversionOrExercisePrice>
<value> 1.5 </value>
<footnoteId id="F3"/>
</conversionOrExercisePrice>
<exerciseDate>
<value> 2017-05-12 </value>
</exerciseDate>
<expirationDate>
<value> 2022-05-12 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common Stock </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 98590 </value>
<footnoteId id="F4"/>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 98590 </value>
<footnoteId id="F4"/>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeHolding>
<derivativeHolding>
<securityTitle>
<value> Warrants </value>
</securityTitle>
<conversionOrExercisePrice>
<value> 1.5 </value>
</conversionOrExercisePrice>
<exerciseDate>
<value> 2017-11-29 </value>
</exerciseDate>
<expirationDate>
<value> 2022-11-30 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common Stock </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 24000 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 24000 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</derivativeHolding>
<derivativeHolding>
<securityTitle>
<value> Warrants </value>
</securityTitle>
<conversionOrExercisePrice>
<value> 5 </value>
</conversionOrExercisePrice>
<exerciseDate>
<value> 2016-08-19 </value>
</exerciseDate>
<expirationDate>
<value> 2021-07-31 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common Stock </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 2436 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 2436 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> I </value>
</directOrIndirectOwnership>
<natureOfOwnership>
<value> See Note </value>
<footnoteId id="F1"/>
</natureOfOwnership>
</ownershipNature>
</derivativeHolding>
<derivativeHolding>
<securityTitle>
<value> Warrants </value>
</securityTitle>
<conversionOrExercisePrice>
<value> 3.3 </value>
</conversionOrExercisePrice>
<exerciseDate>
<value> 2017-03-08 </value>
</exerciseDate>
<expirationDate>
<value> 2022-01-31 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common Stock </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 3416 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 3416 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> I </value>
</directOrIndirectOwnership>
<natureOfOwnership>
<value> See Note </value>
<footnoteId id="F5"/>
</natureOfOwnership>
</ownershipNature>
</derivativeHolding>
<derivativeHolding>
<securityTitle>
<value> Warrants </value>
</securityTitle>
<conversionOrExercisePrice>
<value> 3.78 </value>
</conversionOrExercisePrice>
<exerciseDate>
<value> 2017-03-15 </value>
</exerciseDate>
<expirationDate>
<value> 2022-01-31 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common Stock </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 3354 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 3354 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> I </value>
</directOrIndirectOwnership>
<natureOfOwnership>
<value> See Note </value>
<footnoteId id="F5"/>
</natureOfOwnership>
</ownershipNature>
</derivativeHolding>
<derivativeHolding>
<securityTitle>
<value> Warrants </value>
</securityTitle>
<conversionOrExercisePrice>
<value> 4 </value>
</conversionOrExercisePrice>
<exerciseDate>
<value> 2017-03-21 </value>
</exerciseDate>
<expirationDate>
<value> 2022-01-31 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common Stock </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 615 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 615 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> I </value>
</directOrIndirectOwnership>
<natureOfOwnership>
<value> See Note </value>
<footnoteId id="F5"/>
</natureOfOwnership>
</ownershipNature>
</derivativeHolding>
</derivativeTable>
<footnotes>
<footnote id="F1"> Custodian for children under NY UGMA. </footnote>
<footnote id="F2"> Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. </footnote>
<footnote id="F3"> Exercise price was reduced from $2.49 to $1.50 per share, the public offering price of the Issuer's common stock in the Issuer's public offering which closed on July 12, 2017, pursuant to the terms of the warrant. </footnote>
<footnote id="F4"> Includes warrants previously owned by a partnership of which Reporting Person was a General Partner, received upon liquidation at the end of 2018. </footnote>
<footnote id="F5"> Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 8% convertible notes, in lieu of cash payment of commissions. </footnote>
</footnotes>
<ownerSignature>
<signatureName> /s/ Robert F. Taglich </signatureName>
<signatureDate> 2021-05-18 </signatureDate>
</ownerSignature>
</ownershipDocument>


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Filing Submission 0001213900-21-027706   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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