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Taglich Robert – ‘4’ for 5/18/21 re: Air Industries Group

On:  Tuesday, 5/18/21, at 5:41pm ET   ·   For:  5/18/21   ·   Accession #:  1213900-21-27706   ·   File #:  1-35927

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/18/21  Taglich Robert                    4                      1:16K  Air Industries Group              EdgarAgents LLC/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- ownership.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  5/18/21
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1009891
Issuer Name:  AIR INDUSTRIES GROUP
Issuer Trading Symbol:  AIRI
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1353439
Owner Name:  TAGLICH ROBERT
Reporting Owner Address:
Owner Street 1:  C/O TAGLICH BROTHERS, INC.
Owner Street 2:  37 MAIN STREET
Owner City:  COLD SPRING HARBOR
Owner State:  NY
Owner ZIP Code:  11724
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:
Other Text:
Derivative Table:
Derivative Holding:
Security Title:
Value:  Warrants
Conversion or Exercise Price:
Value:  3
Exercise Date:
Value:  12/22/16
Expiration Date:
Value:  11/30/21
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  15,029
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  23,918
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Warrants
Conversion or Exercise Price:
Value:  3.71
Exercise Date:
Value:  2/7/17
Expiration Date:
Value:  1/31/22
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  19,230
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  19,230
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Warrants
Conversion or Exercise Price:
Value:  3.3
Exercise Date:
Value:  3/8/17
Expiration Date:
Value:  1/31/22
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  7,692
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  7,692
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Warrants
Footnote ID:  F2
Conversion or Exercise Price:
Value:  3
Exercise Date:
Value:  11/22/16
Expiration Date:
Value:  11/30/21
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  15,344
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  39,262
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Warrants
Footnote ID:  F2
Conversion or Exercise Price:
Value:  3
Exercise Date:
Value:  12/22/16
Expiration Date:
Value:  11/30/21
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  12,540
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  51,802
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Warrants
Footnote ID:  F2
Conversion or Exercise Price:
Value:  4.45
Exercise Date:
Value:  2/17/17
Expiration Date:
Value:  1/31/22
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  7,500
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  7,500
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Warrants
Footnote ID:  F2
Conversion or Exercise Price:
Value:  3.3
Exercise Date:
Value:  3/8/17
Expiration Date:
Value:  1/31/22
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  4,374
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  12,542
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Warrants
Footnote ID:  F2
Conversion or Exercise Price:
Value:  3.78
Exercise Date:
Value:  3/15/17
Expiration Date:
Value:  1/31/22
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  4,306
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  4,306
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Warrants
Footnote ID:  F2
Conversion or Exercise Price:
Value:  4
Exercise Date:
Value:  3/21/17
Expiration Date:
Value:  1/31/22
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  869
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  869
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Warrants
Conversion or Exercise Price:
Value:  1.5
Footnote ID:  F3
Exercise Date:
Value:  5/12/17
Expiration Date:
Value:  5/12/22
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  98,590
Footnote ID:  F4
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  98,590
Footnote ID:  F4
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Warrants
Conversion or Exercise Price:
Value:  1.5
Exercise Date:
Value:  11/29/17
Expiration Date:
Value:  11/30/22
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  24,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  24,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Warrants
Conversion or Exercise Price:
Value:  5
Exercise Date:
Value:  8/19/16
Expiration Date:
Value:  7/31/21
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  2,436
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,436
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See Note
Footnote ID:  F1
Derivative Holding:
Security Title:
Value:  Warrants
Conversion or Exercise Price:
Value:  3.3
Exercise Date:
Value:  3/8/17
Expiration Date:
Value:  1/31/22
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  3,416
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  3,416
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See Note
Footnote ID:  F5
Derivative Holding:
Security Title:
Value:  Warrants
Conversion or Exercise Price:
Value:  3.78
Exercise Date:
Value:  3/15/17
Expiration Date:
Value:  1/31/22
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  3,354
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  3,354
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See Note
Footnote ID:  F5
Derivative Holding:
Security Title:
Value:  Warrants
Conversion or Exercise Price:
Value:  4
Exercise Date:
Value:  3/21/17
Expiration Date:
Value:  1/31/22
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  615
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  615
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See Note
Footnote ID:  F5
Footnotes:
Footnote - F1:  Custodian for children under NY UGMA.
Footnote - F2:  Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director.
Footnote - F3:  Exercise price was reduced from $2.49 to $1.50 per share, the public offering price of the Issuer's common stock in the Issuer's public offering which closed on July 12, 2017, pursuant to the terms of the warrant.
Footnote - F4:  Includes warrants previously owned by a partnership of which Reporting Person was a General Partner, received upon liquidation at the end of 2018.
Footnote - F5:  Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 8% convertible notes, in lieu of cash payment of commissions.
Owner Signature:
Signature Name:  /s/ Robert F. Taglich
Signature Date:  5/18/21


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