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Texas Capital Bancshares Inc./TX – ‘8-K’ for 4/29/21

On:  Wednesday, 5/5/21, at 4:36pm ET   ·   For:  4/29/21   ·   Accession #:  1193125-21-151790   ·   File #:  1-34657

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/05/21  Texas Capital Bancshares Inc./TX  8-K:8,9     4/29/21   12:410K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     28K 
 2: EX-1.1      Underwriting Agreement                              HTML    143K 
 8: R1          Document and Entity Information                     HTML     56K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 7: XML         XBRL Instance -- d335206d8k_htm                      XML     21K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.DEF  XBRL Definitions -- tcbio-20210429_def               XML     44K 
 5: EX-101.LAB  XBRL Labels -- tcbio-20210429_lab                    XML     72K 
 6: EX-101.PRE  XBRL Presentations -- tcbio-20210429_pre             XML     45K 
 3: EX-101.SCH  XBRL Schema -- tcbio-20210429                        XSD     15K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    23K 
12: ZIP         XBRL Zipped Folder -- 0001193125-21-151790-xbrl      Zip     45K 

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 i TEXAS CAPITAL BANCSHARES INC/TX  i US  i false  i 0001077428 0001077428 2021-04-29 2021-04-29 0001077428 us-gaap:CommonStockMember 2021-04-29 2021-04-29 0001077428 us-gaap:SeriesAPreferredStockMember 2021-04-29 2021-04-29 0001077428 us-gaap:SeriesBPreferredStockMember 2021-04-29 2021-04-29





Washington, D.C. 20549



FORM  i 8-K




Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i April 29, 2021




(Exact name of registrant as specified in its charter)




 i Delaware    i 001-34657    i 75-2679109

(State or other jurisdiction

of incorporation)



File Number)


(I.R.S. Employer

Identification Number)


 i 2000 McKinney Avenue,  i Suite 700,  i Dallas,  i Texas, U.S.A.
(Address of principal executive offices)

 i 75201

(Zip Code)

Registrant’s telephone number, including area code:  i (214)  i 932-6600


(Former name or former address, if changed since last report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:



Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)



Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)



Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))



Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class





Name of each exchange

on which registered

 i Common Stock, par value $0.01 per share    i TCBI    i Nasdaq Stock Market
 i 6.50% Non-Cumulative Perpetual Preferred Stock Series A, par value $0.01 per share    i TCBIP    i Nasdaq Stock Market
 i 5.75% Non-Cumulative Perpetual Preferred Stock Series B, par value $0.01 per share    i TCBIO    i Nasdaq Stock Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐




Item 8.01.

Other Events.

On April 29, 2021, Texas Capital Bancshares, Inc. (the “Company”) entered into an underwriting agreement (the Underwriting Agreement) with J.P. Morgan Securities LLC and Goldman Sachs & Co. LLC (the “Underwriters”), relating to the public offering of $375,000,000 aggregate principal amount of 4.000% Fixed-to-Fixed Rate Subordinated Notes due 2031. The Underwriting Agreement contains various representations, warranties and agreements by the Company, conditions to closing, indemnification rights and obligations of the parties and termination provisions. The description of the Underwriting Agreement set forth above is qualified in its entirety by reference to the Underwriting Agreement, a copy of which is filed as Exhibit 1.1 to this Current Report on Form 8-K and incorporated herein by reference. This Current Report on Form 8-K is being filed for the purpose of filing Exhibit 1.1 as an exhibit to the Company’s registration statement on Form S-3 (File No. 333-252978) (the “Registration Statement”) and such exhibit is hereby incorporated by reference into the Registration Statement.

Item 9.01.

Financial Statements and Exhibits.





1.1    Underwriting Agreement, dated April 29, 2021, among the Company and the Underwriters.
104    Cover Page Interactive Data File (embedded within the Inline XBRL document)


Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



/s/ Julie Anderson

      Julie Anderson
      Chief Financial Officer

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:5/5/21
For Period end:4/29/21424B5,  FWP
 List all Filings 
Filing Submission 0001193125-21-151790   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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