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Texas Capital Bancshares Inc./TX – ‘8-K’ for 5/6/21

On:  Thursday, 5/6/21, at 4:14pm ET   ·   For:  5/6/21   ·   Accession #:  1193125-21-153288   ·   File #:  1-34657

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/06/21  Texas Capital Bancshares Inc./TX  8-K:8,9     5/06/21   13:354K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     30K 
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     88K 
 3: EX-5.1      Opinion of Counsel re: Legality                     HTML      9K 
 9: R1          Document and Entity Information                     HTML     57K 
11: XML         IDEA XML File -- Filing Summary                      XML     13K 
 8: XML         XBRL Instance -- d53024d8k_htm                       XML     21K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 5: EX-101.DEF  XBRL Definitions -- tcbio-20210506_def               XML     44K 
 6: EX-101.LAB  XBRL Labels -- tcbio-20210506_lab                    XML     72K 
 7: EX-101.PRE  XBRL Presentations -- tcbio-20210506_pre             XML     46K 
 4: EX-101.SCH  XBRL Schema -- tcbio-20210506                        XSD     15K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    23K 
13: ZIP         XBRL Zipped Folder -- 0001193125-21-153288-xbrl      Zip     33K 


‘8-K’   —   Current Report


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 iX: 
  8-K  
 i TEXAS CAPITAL BANCSHARES INC/TX  i US  i false  i 0001077428 0001077428 2021-05-06 2021-05-06 0001077428 us-gaap:CommonStockMember 2021-05-06 2021-05-06 0001077428 us-gaap:SeriesAPreferredStockMember 2021-05-06 2021-05-06 0001077428 us-gaap:SeriesBPreferredStockMember 2021-05-06 2021-05-06

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM  i 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i May 6, 2021

 

 

TEXAS CAPITAL BANCSHARES, INC.

(Exact name of registrant as specified in its charter)

 

 

 

 i Delaware    i 001-34657    i 75-2679109

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification Number)

 

 i 2000 McKinney Avenue,  i Suite 700,  i Dallas,  i Texas, U.S.A.
(Address of principal executive offices)

 i 75201

(Zip Code)

Registrant’s telephone number, including area code:  i (214)  i 932-6600

N/A

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

   i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

   i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

   i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

   i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

 i Common Stock, par value $0.01 per share    i TCBI    i Nasdaq Stock Market
 i 6.50% Non-Cumulative Perpetual Preferred Stock Series A, par value $0.01 per share    i TCBIP    i Nasdaq Stock Market
 i 5.75% Non-Cumulative Perpetual Preferred Stock Series B, par value $0.01 per share    i TCBIO    i Nasdaq Stock Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 8.01.

Other Events.

On May 6, 2021, Texas Capital Bancshares, Inc. (the “Company”) issued and sold $375,000,000 aggregate principal amount of 4.000% Fixed-to-Fixed Rate Subordinated Notes due 2031 (the “Notes”). The Notes were offered and sold pursuant to the Company’s registration statement on Form S-3 (Registration No. 333-252978) (the “Registration Statement”) filed with the Securities and Exchange Commission on February 11, 2021, and the prospectus contained therein, as supplemented by the prospectus supplement dated April 29, 2021. The Company received $371,718,750 in proceeds, before offering expenses, from the sale of the Notes.

The Notes were issued pursuant to an Indenture, dated September 21, 2012 (the “Base Indenture), as supplemented by the First Supplemental Indenture, dated May 6, 2021 (the “First Supplemental Indenture and together with the Base Indenture, the Indenture), between the Company and U.S. Bank National Association, as trustee (the “Trustee”). A copy of the First Supplemental Indenture is filed as Exhibit 4.1 to this Current Report on Form 8-K, which is incorporated herein by reference. The Form of the Note, which is included in Exhibit 4.1, is filed as Exhibit 4.2, which is incorporated hereby by reference. A copy of the opinion of Sullivan & Cromwell LLP, is filed as Exhibit 5.1 to this Current Report on Form 8-K, which is incorporated herein by reference. The consent of Sullivan & Cromwell LLP, which is included in Exhibit 5.1, is filed as Exhibit 23.1, which is incorporated herein by reference.

This Current Report on Form 8-K is being filed for the purpose of filing Exhibits 4.1, 4.2, 5.1 and 23.1 as exhibits to the Registration Statement and such exhibits are hereby incorporated by reference into the Registration Statement.


Item 9.01.

Financial Statements and Exhibits.

 

(d)

Exhibits

 

  4.1    First Supplemental Indenture, dated May 6, 2021, between the Company and the Trustee.
  4.2    Form of Note (included in Exhibit 4.1).
  5.1    Opinion of Sullivan & Cromwell LLP.
23.1    Consent of Sullivan & Cromwell LLP (included in Exhibit 5.1).
104    Cover Page Interactive Data File (embedded within the Inline XBRL document)


SIGNATURE

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    Date: May 6, 2021     TEXAS CAPITAL BANCSHARES, INC.
    By:  

/s/ Julie Anderson

      Julie Anderson
      Chief Financial Officer

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:5/6/2113F-HR
4/29/21424B5,  8-K,  FWP
2/11/214,  S-3ASR
9/21/128-A12B,  8-K
 List all Filings 


5 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/14/24  Texas Capital Bancshares Inc./TX  S-3ASR      2/14/24    6:877K
 2/13/24  Texas Capital Bancshares Inc./TX  10-K       12/31/23  111:17M
 2/09/23  Texas Capital Bancshares Inc./TX  10-K       12/31/22  113:19M
 2/09/22  Texas Capital Bancshares Inc./TX  10-K       12/31/21  128:21M
 7/22/21  Texas Capital Bancshares Inc./TX  10-Q        6/30/21   78:13M
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