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Prudential Financial Inc. – ‘8-K’ for 1/18/23

On: Wednesday, 1/18/23, at 4:42pm ET · For: 1/18/23 · Accession #: 1137774-23-5 · File #: 1-16707

  As Of               Filer                 Filing    For·On·As Docs:Size

 1/18/23  Prudential Financial Inc.         8-K:7       1/18/23   11:234K

Current Report — Form 8-K

Filing Table of Contents

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‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

___________________________

FORM i 8-K

___________________________

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i January 18, 2023

___________________________

i PRUDENTIAL FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

___________________________


i New Jersey	i 001-16707	i 22-3703799
(State or other jurisdiction	(Commission	(I.R.S. Employer
of incorporation)	File Number)	Identification Number)

i 751 Broad Street

i Newark, i NJ i 07102

(Address of principal executive offices and zip code)

( i 973) i 802-6000

(Registrant’s telephone number, including area code)

___________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:

Title of Each Class

Trading Symbol(s)

Name of Each Exchange on Which Registered

i Common Stock, Par Value $.01

i PRU

i New York Stock Exchange

i 5.950% Junior Subordinated Notes

i PRH

i New York Stock Exchange

i 5.625% Junior Subordinated Notes

i PRS

i New York Stock Exchange

i 4.125% Junior Subordinated Notes

i PFH

i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 7.01 Regulation FD Disclosure.

Prudential Financial, Inc. (the “Company”) is furnishing this report on a quarterly basis to disclose the assets under management of its PGIM segment prior to the availability of the Company’s quarterly earnings release and quarterly financial supplement, for the quarter and year ended December 31, 2022, scheduled for release on February 7, 2023.

As of December 31, 2022, assets under management of the PGIM segment were $1.228 trillion.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: January 18, 2023


PRUDENTIAL FINANCIAL, INC.

By:			/s/ *Robert D. Axel*
			Name: Robert D. Axel Title: Senior Vice President and Principal Accounting Officer

Dates Referenced Herein

This ‘8-K’ Filing	Date	Other Filings

	2/7/23	None on these Dates
Filed on / For Period end:	1/18/23
	12/31/22
		List all Filings

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Filing Submission 0001137774-23-000005 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Prudential Financial Inc. – ‘8-K’ for 1/18/23

On: Wednesday, 1/18/23, at 4:42pm ET · For: 1/18/23 · Accession #: 1137774-23-5 · File #: 1-16707

Previous ‘8-K’: ‘8-K’ on / for 11/1/22 · Next: ‘8-K’ on / for 1/30/23 · Latest: ‘8-K’ on / for 4/16/24

Current Report — Form 8-KFiling Table of Contents

‘8-K’ — Current Report

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Dates Referenced Herein

Current Report — Form 8-K

Filing Table of Contents