SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Prudential Financial Inc. – ‘8-K’ for 1/30/23

On:  Monday, 1/30/23, at 5:07pm ET   ·   For:  1/30/23   ·   Accession #:  1193125-23-19190   ·   File #:  1-16707

Previous ‘8-K’:  ‘8-K’ on / for 1/18/23   ·   Next:  ‘8-K’ on / for 2/7/23   ·   Latest:  ‘8-K’ on / for 3/11/24   ·   5 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/30/23  Prudential Financial Inc.         8-K:5,9     1/30/23   12:368K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     30K 
 2: EX-3.1      Articles of Incorporation/Organization or Bylaws    HTML    140K 
 7: R1          Document and Entity Information                     HTML     57K 
10: XML         IDEA XML File -- Filing Summary                      XML     13K 
 8: XML         XBRL Instance -- d432137d8k_htm                      XML     24K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 4: EX-101.DEF  XBRL Definitions -- pru-20230130_def                 XML     43K 
 5: EX-101.LAB  XBRL Labels -- pru-20230130_lab                      XML     72K 
 6: EX-101.PRE  XBRL Presentations -- pru-20230130_pre               XML     45K 
 3: EX-101.SCH  XBRL Schema -- pru-20230130                          XSD     16K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    23K 
12: ZIP         XBRL Zipped Folder -- 0001193125-23-019190-xbrl      Zip     52K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX: 
  8-K  
 i PRUDENTIAL FINANCIAL INC  i NJ  i false  i 0001137774  i --12-31 0001137774 2023-01-30 2023-01-30 0001137774 us-gaap:CommonStockMember 2023-01-30 2023-01-30 0001137774 pru:A5950JuniorSubordinatedNotesMember 2023-01-30 2023-01-30 0001137774 pru:A5625JuniorSubordinatedNotesMember 2023-01-30 2023-01-30 0001137774 pru:A4125JuniorSubordinatedNotesMember 2023-01-30 2023-01-30

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM  i 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i January 30, 2023

 

 

PRUDENTIAL FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

 

 

 

 i New Jersey    i 001-16707    i 22-3703799

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S Employer

Identification Number)

 i 751 Broad Street

 i Newark, New Jersey  i 07102

(Address of principal executive offices and zip code)

 i (973)  i 802-6000

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:

 

Title of Each Class

 

Trading

Symbol(s)

 

Name of Each Exchange

on Which Registered

 i Common Stock, Par Value $.01    i PRU    i New York Stock Exchange
 i 5.950% Junior Subordinated Notes    i PRH    i New York Stock Exchange
 i 5.625% Junior Subordinated Notes    i PRS    i New York Stock Exchange
 i 4.125% Junior Subordinated Notes    i PFH    i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 5.03.

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

On January 30, 2023, the Board of Directors of Prudential Financial, Inc. (the “Company”) adopted an amendment to the Company’s Amended and Restated By-Laws, effective immediately. The amendment amends the By-Laws as follows:

 

   

Article III, Section 1 (Directors; Number and Election of Directors) has been amended to provide that the Board of Directors shall consist of not less than nine nor more than fourteen members, the exact number of which shall be determined from time to time by resolution adopted by the Board of Directors.

The foregoing description of the Company’s Amended and Restated By-Laws is qualified in all respects by reference to the text of the Amended and Restated By-Laws, a copy of which is filed as Exhibit 3.1 to this Current Report on Form 8-K and incorporated herein by reference.

 

Item 9.01.

Financial Statements and Exhibits.

(d) Exhibits

 

3.1    Amended and Restated By-Laws of Prudential Financial, Inc., effective January 30, 2023
104    Cover Page Interactive Data File (embedded within the Inline XBRL document)


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: January 30, 2023

 

PRUDENTIAL FINANCIAL, INC.

        By:  

/s/ Margaret M. Foran

        Name:   Margaret M. Foran
        Title:  

Chief Governance Officer,

Senior Vice President and

Corporate Secretary


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:1/30/23None on these Dates
 List all Filings 


5 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/03/23  Prudential Financial Inc.         10-Q        6/30/23  163:59M
 5/04/23  Prudential Financial Inc.         10-Q        3/31/23  164:56M
 2/23/23  Prudential Financial Inc.         424B2                  2:670K                                   Donnelley … Solutions/FA
 2/22/23  Prudential Financial Inc.         424B2                  1:641K                                   Donnelley … Solutions/FA
 2/16/23  Prudential Financial Inc.         10-K       12/31/22  215:64M
Top
Filing Submission 0001193125-23-019190   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Mar. 28, 3:59:51.2am ET