Liquidnet, Inc. 

NY

  SEC # 1110644

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162  SEC Filings   from  2/28/02  to  5/10/24  (5 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘ATS-N/CA’ — Correcting Amendment — Form ATS-N — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Liquidnet, Inc.

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Forms , Documents & Exhibits  in  160 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
5/10/24			ATS-N/CA		Trading:		Alternative Trading Systems (NMS Stock) – Correcting Amendments — Form ATS-N	18
3/13/24			FOCUSN		Update:		Annual Audit Reports on Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers	15
2/29/24			X-17A-5		Update:		Annual Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers — Form X-17A-5	24
11/17/22	OLD		ATS-N/UA		Trading:		Alternative Trading Systems (NMS Stock) – Updating Amendments — Form ATS-N  OLD	58
9/15/21	OLD		ATS-N/MA		Trading:		Alternative Trading Systems (NMS Stock) – Material Amendments — Form ATS-N  OLD	12
					Form-Specific Documents:
5/10/24			ATS-N PART2 ITM		Alternative Trading System – Part II Items — Form ATS-N			57
4/29/24			COVER PAGE		Alternative Trading System – Cover Pages — Form ATS-N			45
4/23/24			ATS-N PART3 ITM		Alternative Trading System – Part III Items — Form ATS-N			42
					Alternative Trading System Exhibits:
5/10/24			ATS-N EX-1 SCHD A BD		Direct Owners and Executive Officers — Form BD – Sch. A			88
5/10/24			ATS-N EX-2 SCHD B BD		Indirect Owners — Form BD – Sch. B			88
5/10/24			ATS-N EX-3 REDLINE		Redline Changes — Form BD – Sch. A & B			92
11/17/22	OLD		ATS-N EX-4 AGG STATS		Aggregate Statistics  OLD			65
11/17/22	OLD		ATS-N EX-5 CATG MTRC		Category Metrics  OLD			65
					Broker-Dealer Reports:
2/25/22	OLD		FULL		Annual Financial Reports (Full)  OLD			6
2/29/16	OLD		STMT FIN COND		Statement of Financial Condition  OLD			1
2/29/16	OLD		STMT FIN COND NOTES		Notes to the Statement of Financial Condition  OLD			1
2/26/21	OLD		EXEMP RPT		Exemption Reports  OLD			2
2/26/21	OLD		ACCT RPT EXEMP RPT		Accountants’ Reports re: Reviews of Exemption Reports  OLD			2
2/29/16	OLD		ACCT RPT STMT FIN CO		Accountant’s Report re: an Examination of the Statement of Financial Condition  OLD			1
2/29/16	OLD		OTHER		Other Disclosure  OLD			1

Forms , Documents & Exhibits  in  2 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
					Letters:
6/7/19	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			2
6/7/19	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			2

        

Filings History

Year		# of Filings
2024		5
2023		1
2022		17
2021		22
2020		53
2019		32
2018		1
2017		1
2016		2
2015		2
2014		2
2013		2
2012		2
2011		2
2010		2
2009		2
2008		2
2007		2
2006		3
2005		2
2004		2
2003		2
2002		1