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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/29/21 Int’l Business Machines Corp. 8-K:5 1/26/21 11:434K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 91K 7: R1 Cover HTML 106K 9: XML IDEA XML File -- Filing Summary XML 12K 6: XML XBRL Instance -- tm214501d1_8k_htm XML 76K 8: EXCEL IDEA Workbook of Financial Reports XLSX 7K 3: EX-101.DEF XBRL Definitions -- ibm-20210126_def XML 98K 4: EX-101.LAB XBRL Labels -- ibm-20210126_lab XML 163K 5: EX-101.PRE XBRL Presentations -- ibm-20210126_pre XML 94K 2: EX-101.SCH XBRL Schema -- ibm-20210126 XSD 28K 10: JSON XBRL Instance as JSON Data -- MetaLinks 34± 42K 11: ZIP XBRL Zipped Folder -- 0001104659-21-009428-xbrl Zip 21K
| Title of each class | Capital stock, par value $.20 per share |
| Trading symbol | IBM |
| Common Stock |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report: i January 26, 2021
(Date of earliest event reported)
i INTERNATIONAL BUSINESS MACHINES CORPORATION
(Exact name of registrant as specified in its charter)
| i New York | i 001-02360 | i 13-0871985 | ||
| (State of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
| i Armonk, i New York | i 10504 | |
| (Address of principal executive offices) | (Zip Code) |
(Registrant’s telephone number)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.02(e) (Compensatory Arrangements of Certain Officers)
The following are compensation arrangements for Arvind Krishna, the Company’s Chairman and Chief Executive Officer and the Company’s named executive officers identified in the 2020 Proxy Statement. Further information regarding the structure of compensation programs and awards will be included in the Company’s 2021 Proxy Statement.
| 2021 Cash | 2021 Long-Term Incentive Award* | |||||||||||||||||||
| 2020 Annual Incentive Payout | Salary Rate | Annual Incentive Target | Performance Share Units | Restricted Stock Units | ||||||||||||||||
| A. Krishna** | $ | 2,181,000 | $ | 1,500,000 | $ | 3,000,000 | $ | 8,937,500 | $ | 4,812,500 | ||||||||||
| V. M. Rometty*** | $ | 4,250,000 | -- | -- | -- | -- | ||||||||||||||
| J. J. Kavanaugh | $ | 1,176,300 | $ | 968,000 | $ | 1,307,000 | $ | 5,362,500 | $ | 2,887,500 | ||||||||||
| M. J. Schroeter**** | $ | 358,133 | N/A | N/A | N/A | N/A | ||||||||||||||
| J. E. Kelly III*** | $ | 820,400 | -- | -- | -- | -- | ||||||||||||||
| M. H. Browdy | $ | 1,109,520 | $ | 894,000 | $ | 1,206,000 | $ | 3,087,500 | $ | 1,662,500 | ||||||||||
* The Long-Term Incentive Awards will be granted on June 8, 2021. The actual number of units granted on this date will be based on the average of IBM’s closing stock price for the 30 active trading days prior to the grant date. The performance share units will be paid out in February 2024. The restricted stock units will vest 25% per year on each anniversary of the date of grant. Additional information about equity grants is provided in the Company’s Proxy Statement.
** As previously disclosed by the Company, Mr. Krishna was elected Chief Executive Officer of the Company, effective April 6, 2020 and Chairman of the IBM Board of Directors, effective January 1, 2021.
*** As previously disclosed by the Company, Mrs. Rometty and Dr. Kelly retired on December 31, 2020.
****As previously disclosed by the Company, Mr. Schroeter retired on June 30, 2020. In January 2021, he rejoined the Company in a non-Executive Officer role as Chief Executive Officer of the independent company that will be created following the separation of the Company's Managed Infrastructure Services business.
IBM’s web site (www.ibm.com) contains a significant amount of information about IBM, including financial and other information for investors (www.ibm.com/investor/). IBM encourages investors to visit its various web sites from time to time, as information is updated and new information is posted.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
|
Date: January 29, 2021 |
||
| By: | /s/ Frank Sedlarcik | |
| Frank Sedlarcik | ||
| Vice President, Assistant General Counsel and Secretary | ||
C:
C:
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 6/8/21 | 4 | |||
| Filed on: | 1/29/21 | 4, SC 13G/A | ||
| For Period end: | 1/26/21 | |||
| 1/1/21 | 3 | |||
| 12/31/20 | 10-K, 11-K, 4, 8-K, SD | |||
| 6/30/20 | 10-Q, 4 | |||
| 4/6/20 | 3, 3/A | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/04/22 Int’l Business Machines Corp. 424B5 2:635K Toppan Merrill/FA 2/04/22 Int’l Business Machines Corp. 424B5 2:684K Toppan Merrill/FA 2/02/22 Int’l Business Machines Corp. 424B3 1:557K Toppan Merrill/FA 2/02/22 Int’l Business Machines Corp. 424B3 1:619K Toppan Merrill/FA 10/01/21 Int’l Business Machines Corp. S-8 10/01/21 6:190K Toppan Merrill/FA |