SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

International Business Machines Corp. – ‘8-K’ for 1/21/21

On:  Friday, 1/22/21, at 4:18pm ET   ·   For:  1/21/21   ·   Accession #:  1558370-21-349   ·   File #:  1-02360

Previous ‘8-K’:  ‘8-K’ on / for 1/21/21   ·   Next:  ‘8-K’ on 1/29/21 for 1/26/21   ·   Latest:  ‘8-K’ on / for 3/18/24

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/22/21  Int’l Business Machines Corp.     8-K:7,9     1/21/21   13:1.1M                                   Toppan Merrill Bridge/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     70K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     53K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML     17K 
 9: R1          Document and Entity Information                     HTML    105K 
11: XML         IDEA XML File -- Filing Summary                      XML     13K 
 8: XML         XBRL Instance -- ibm-20210121x8k_htm                 XML     91K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      7K 
 5: EX-101.DEF  XBRL Definitions -- ibm-20210121_def                 XML     65K 
 6: EX-101.LAB  XBRL Labels -- ibm-20210121_lab                      XML    106K 
 7: EX-101.PRE  XBRL Presentations -- ibm-20210121_pre               XML     66K 
 4: EX-101.SCH  XBRL Schema -- ibm-20210121                          XSD     24K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               21±    30K 
13: ZIP         XBRL Zipped Folder -- 0001558370-21-000349-xbrl      Zip     36K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:   C:   C:   C:   C: 
 i 0000051143 i false i Capital stock, par value $.20 per share i IBM i CHX0000051143exch:XNYSus-gaap:CommonStockMember2021-01-212021-01-210000051143exch:XNYSibm:Notes2.875PercentDue2025Member2021-01-212021-01-210000051143exch:XNYSibm:Notes2.625PercentDue2022Member2021-01-212021-01-210000051143exch:XNYSibm:Notes1.750PercentDue2031Member2021-01-212021-01-210000051143exch:XNYSibm:Notes1.750PercentDue2028Member2021-01-212021-01-210000051143exch:XNYSibm:Notes1.500PercentDue2029Member2021-01-212021-01-210000051143exch:XNYSibm:Notes1.25PercentDue2023Member2021-01-212021-01-210000051143exch:XNYSibm:Notes1.250PercentDue2027Member2021-01-212021-01-210000051143exch:XNYSibm:Notes1.200PercentDue2040Member2021-01-212021-01-210000051143exch:XNYSibm:Notes1.125PercentDue2024Member2021-01-212021-01-210000051143exch:XNYSibm:Notes0.950PercentDue2025Member2021-01-212021-01-210000051143exch:XNYSibm:Notes0.875PercentDue2025Member2021-01-212021-01-210000051143exch:XNYSibm:Notes0.650PercentDue2032Member2021-01-212021-01-210000051143exch:XNYSibm:Notes0.500PercentDue2021Member2021-01-212021-01-210000051143exch:XNYSibm:Notes0.375PercentDue2023Member2021-01-212021-01-210000051143exch:XNYSibm:Notes0.300PercentDue2028Member2021-01-212021-01-210000051143exch:XNYSibm:Notes0.300PercentDue2026Member2021-01-212021-01-210000051143exch:XNYSibm:Debentures7.125PercentDue2096Member2021-01-212021-01-210000051143exch:XNYSibm:Debentures7.00PercentDue2045Member2021-01-212021-01-210000051143exch:XNYSibm:Debentures7.00PercentDue2025Member2021-01-212021-01-210000051143exch:XNYSibm:Debentures6.50PercentDue2028Member2021-01-212021-01-210000051143exch:XNYSibm:Debentures6.22PercentDue2027Member2021-01-212021-01-210000051143exch:XCHIus-gaap:CommonStockMember2021-01-212021-01-2100000511432021-01-212021-01-21

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM  i 8-K

CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report:  i January 21, 2021

(Date of earliest event reported)

 i INTERNATIONAL BUSINESS MACHINES CORPORATION

(Exact name of registrant as specified in its charter)

 i New York

 i 1-2360

 i 13-0871985

(State of Incorporation)

(Commission File Number)

(IRS employer Identification No.)

 i One New Orchard Road

 i Armonk,  i New York

 i 10504

(Address of principal executive offices)

(Zip Code)

 i 914- i 499-1900

(Registrant’s telephone number)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 i Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

    

Trading symbol(s)

    

Name of each exchange
on which registered

 i Capital stock, par value $.20 per share

 i IBM

 i New York Stock Exchange

NYSE Chicago

 i 0.500% Notes due 2021

 i IBM 21B

 i New York Stock Exchange

 i 2.625% Notes due 2022

 i IBM 22A

 i New York Stock Exchange

 i 1.250% Notes due 2023

 i IBM 23A

 i New York Stock Exchange

 i 0.375% Notes due 2023

 i IBM 23B

 i New York Stock Exchange

 i 1.125% Notes due 2024

 i IBM 24A

 i New York Stock Exchange

 i 2.875% Notes due 2025

 i IBM 25A

 i New York Stock Exchange

 i 0.950% Notes due 2025

 i IBM 25B

 i New York Stock Exchange

 i 0.875% Notes due 2025

 i IBM 25C

 i New York Stock Exchange

 i 0.300% Notes due 2026

 i IBM 26B

 i New York Stock Exchange

 i 1.250% Notes due 2027

 i IBM 27B

 i New York Stock Exchange

 i 0.300% Notes due 2028

 i IBM 28B

 i New York Stock Exchange

 i 1.750% Notes due 2028

 i IBM 28A

 i New York Stock Exchange

 i 1.500% Notes due 2029

 i IBM 29

 i New York Stock Exchange

 i 1.750% Notes due 2031

 i IBM 31

 i New York Stock Exchange

 i 0.650% Notes due 2032

 i IBM 32A

 i New York Stock Exchange

 i 1.200% Notes due 2040

 i IBM 40

 i New York Stock Exchange

 i 7.00% Debentures due 2025

 i IBM 25

 i New York Stock Exchange

 i 6.22% Debentures due 2027

 i IBM 27

 i New York Stock Exchange

 i 6.50% Debentures due 2028

 i IBM 28

 i New York Stock Exchange

 i 7.00% Debentures due 2045

 i IBM 45

 i New York Stock Exchange

 i 7.125% Debentures due 2096

 i IBM 96

 i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

Item 7.01. Regulation FD Disclosure.

Exhibit 99.1 of this Form 8-K contains the prepared remarks for IBM’s Chairman and Chief Executive Officer Arvind Krishna and Chief Financial Officer Jim Kavanaugh’s fourth-quarter and full-year 2020 earnings presentation to investors on January 21, 2021.

Reconciliations of non-GAAP financial measures discussed in the earnings presentation to the most directly comparable financial measures calculated and presented in accordance with GAAP are included as Exhibit 99.2 of this Form 8-K. The slides used in Messrs. Krishna and Kavanaugh’s fourth-quarter and full-year 2020 earnings presentation are Exhibit 99.3 to the company’s Form 8-K submitted to the SEC on January 21, 2021.

The information in this Item 7.01, including the corresponding Exhibits 99.1 and 99.2, is being furnished with the Commission and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

The following exhibits are being furnished as part of this report:

Exhibit No.

Description of Exhibit

99.1

Prepared Remarks of Earnings Presentation on January 21, 2021

99.2

Non-GAAP Supplemental Materials

The following exhibit is being filed as part of this report:

Exhibit No.

Description of Exhibit

104

Cover Page Interactive Data File – the cover page interactive data file does not appear in the

Interactive Data File because its XBRL tags are embedded within the Inline XBRL document

IBM’s web site (www.ibm.com) contains a significant amount of information about IBM, including financial and other information for investors (www.ibm.com/investor/). IBM encourages investors to visit its various web sites from time to time, as information is updated and new information is posted.

2

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

Date: January 22, 2021

By:

/s/ Robert F. Del Bene

Robert F. Del Bene

Vice President and Controller

3


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:1/22/21
For Period end:1/21/218-K
 List all Filings 
Top
Filing Submission 0001558370-21-000349   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Mar. 28, 7:53:13.2am ET