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Rocky Brands, Inc. 
 OH
  SEC # 895456

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1,260  SEC Filings
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  from  5/14/96  to  4/2/24  (3 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 1/1/24 — Filed re:  Issuer / Subject Company — Filed by:  Wortham Byron 
 
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notifications of all
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Filings
involving  Rocky Brands, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  375 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/15/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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29
2/28/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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178

8-K Items: 
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11/1/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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29
3/15/21 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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3
5/4/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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4
2/28/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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81
11/1/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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18
6/10/22 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
1/12/05 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
8/19/15 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
1/12/24
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01 — ‘EX-16’
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2
12/8/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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29
6/12/23"Submission of Matters to a Vote of Security Holders — Item 5.0715
9/12/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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11
8/11/21 OLD
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  Events: 
Other Events — Item 8.01  OLD 12
2/28/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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142

12/12/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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14
11/8/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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88
5/1/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A — Financial Reports
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2
4/28/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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27
3/15/22 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 6
4/30/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 12
5/13/14 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
5/5/14 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 8
5/10/10 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
6/15/09 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
5/4/06 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
3/31/06 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
1/4/06 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
12/8/04 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
3/28/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 2
10/7/97 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
9/19/97 OLDS-2Registration:  Registration Statements — Form S-2  OLD 2

Letters: 
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4/12/06 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
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3/15/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
3/15/24EX-23Consents of Experts and Counsel47
3/15/24EX-10Material Contracts127
3/15/24EX-24Powers of Attorney38
3/15/24EX-21Subsidiaries Lists14
3/15/22 OLDEX-FILING FEESFiling Fees  OLD 1
3/15/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 10
3/15/22 OLDEX-5Opinions of Counsel re: Legality  OLD 14
5/6/21 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
5/11/10 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4
3/15/07 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 3
3/27/98 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 2

Additional Exhibits: 
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2/28/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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165

Financials: 
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3/15/24EX-31Certifications — §302 – SOA’02173
3/15/24EX-32Certifications — §906 – SOA’02130
3/15/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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2,828
3/15/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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95
3/15/24EX-101.*XBRL Data  (XBRL Files)440
3/15/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)51
3/15/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
88
1/12/24EX-16Letters re: Changes in Accountants2
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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22

Graphics: 
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3/15/24GRAPHICPhotos, Images and Graphs181


Forms
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, Documents
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& Exhibits
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 in  885 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 774515
 

        
Latest Filing  Type    Category    Description        Documents
     
4/2/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 701
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G128
12/13/23144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1445
3/14/23 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 20
2/17/15 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 5
2/5/04 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 10

Letters: 
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12/19/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC16
12/19/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]4

General Exhibits: 
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3/14/23 OLDEX-24Powers of Attorney  OLD 32
2/14/08 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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5/22/06 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 5


        

Filings History

Year    # of Filings
In descending order
2024 27
2023 90
2022 80
2021 85
2020 60
2019 72
2018 75
2017 60
2016 48
2015 58
2014 56
2013 39
2012 29
2011 29
2010 41
2009 30
2008 33
2007 36
2006 62
2005 62
2004 62
2003 33
2002 17
2001 14
2000 14
1999 16
1998 14
1997 15
1996 3

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