Icap Securities USA LLC 

NY

  SEC # 814494

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43  SEC Filings   from  5/31/02  to  3/30/23  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘FOCUSN’ — Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — for 12/31/22 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Icap Securities USA LLC

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Forms , Documents & Exhibits  in  43 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/30/23	OLD		FOCUSN		Update:		Annual Audit Reports on Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers  OLD	7
3/16/23	OLD		X-17A-5		Update:		Annual Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers — Form X-17A-5  OLD	10
3/15/22	OLD		G-405N		Update:		Annual Audit Reports on Financial Reports [ a.k.a. FOGS Reports ] by Government Securities Brokers and Dealers — Form G-405N  OLD	10
3/15/22	OLD		G-405		Update:		Annual Financial Reports [ a.k.a. FOGS Reports ] by Government Securities Brokers and Dealers — Form G-405  OLD	16
					Broker-Dealer Reports:
2/28/20	OLD		FULL		Annual Financial Reports (Full)  OLD			3
3/1/18	OLD		STMT FIN COND		Statements of Financial Condition  OLD			3
3/1/18	OLD		STMT FIN COND NOTES		Notes to Statements of Financial Condition  OLD			3
3/1/18	OLD		ACCT RPT STMT FIN CO		Accountants’ Reports re: Examinations of Statements of Financial Condition  OLD			3

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2023		2
2022		3
2021		2
2020		1
2019		3
2018		1
2017		1
2016		1
2015		2
2014		2
2013		2
2012		6
2011		2
2010		3
2009		2
2008		2
2007		3
2006		2
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2003		2
2002		1