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Icap Securities USA LLC – ‘FOCUSN’ for 12/31/22

On:  Thursday, 3/30/23, at 11:52am ET   ·   As of:  3/15/23   ·   Effective:  3/15/23   ·   For:  12/31/22   ·   Paper Filing?  Yes   ·   Accession #:  9999999997-23-1219   ·   File #:  8-37947

Previous ‘FOCUSN’:  ‘FOCUSN’ on 3/1/21 for 12/31/20   ·   Latest ‘FOCUSN’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/15/23  Icap Securities USA LLC           FOCUSN     12/31/22    1:2K                                     SEC #7

Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: FOCUSN      Auto-Generated Paper Document                          1      3K 



This document was generated as part of a paper submission. Please reference the Document Control Number 23000242 for access to the original document.

This Paper Submission has not been scanned by the SEC into a PDF Document.  Until it is, ...

Paper copies are available from the SEC by filling out an SEC Document Request.

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Filing Submission 9999999997-23-001219   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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