Raymond James Financial Inc. 

FL

  SEC # 720005

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3,167  SEC Filings   from  2/13/95  to  4/24/24  (2 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Raymond James Financial Inc.

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Forms , Documents & Exhibits  in  815 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/24/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	744
					8-K Items:
4/11/23	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	23
9/25/17	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
6/1/22	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	2
4/24/24			"			•	Results of Operations and Financial Condition — Item 2.02    — Financial Reports	93
4/11/23	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	3
6/1/22	OLD		Securities & Trading:			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	3
3/20/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ↓‘EX-17’  — List of Directors & Officers	48
8/25/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	15
2/27/24			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	16
3/20/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	325
12/5/23			Events:			•	Other Events — Item 8.01	60
4/24/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	396
2/7/24			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	132
1/10/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	27
1/8/24			ARS		Update:		Annual Reports to Security Holders	11
1/8/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A — Financial Reports	50
11/21/23			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	45
8/1/23			MA-I		Registration:		Info re: Natural Persons Who Engage in Municipal Advisory Activity — Form MA-I	2
3/9/23	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	27
6/1/22	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	17
5/31/22	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
5/31/22	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	3
1/26/22	OLD		EFFECT		SEC:		SEC Notice of Effectiveness  OLD	1
1/25/22	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
1/21/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	22
1/21/22	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	2
12/17/21	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	2
10/28/21	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	5
5/12/21	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD	5
3/22/21	OLD		424B2		Registration:		Prospectuses – Primary Offerings and Shelf Securities  OLD	9
3/18/21	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	8
3/18/21	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	8
3/8/12	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
4/4/11	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
1/17/08	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
12/21/07	OLD		PREM14A		Proxy:		Preliminary Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD	2
10/15/07	OLD		40-6B		Registration:		Application for an Exemption Order by an Employees’ Investment Company  OLD	1
9/20/07	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	4
12/14/00	OLD		S-3		Registration:		Registration Statement – Securities for a Transaction — Form S-3  OLD	1
1/11/96	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
					General Exhibits:
11/21/23			EX-23		Consents of Experts and Counsel			44
11/21/23			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			47
11/21/23			EX-21		Subsidiaries Lists			20
8/25/23			EX-3		Articles of Incorporation/Organization and Bylaws			27
4/11/23	OLD		EX-10		Material Contracts  OLD			123
3/9/23	OLD		EX-FILING FEES		Filing Fees  OLD			1
3/9/23	OLD		EX-5		Opinions of Counsel re: Legality  OLD			47
1/21/22	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			7
12/14/21	OLD		EX-24		Powers of Attorney  OLD			6
10/26/21	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
5/12/21	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			5
4/2/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			18
2/23/21	OLD		EX-17		Correspondence re: Departure of a Director  OLD			1
11/21/11	OLD		EX-9		Voting Trust Agreements  OLD			2
11/28/08	OLD		EX-14		Codes of Ethics  OLD			3
					Additional Exhibits:
4/24/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization			495
					Financials:
4/24/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			6,283
4/24/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			172
4/24/24			EX-101.*		XBRL Data  (XBRL Files)			765
4/24/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			129
4/24/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			166
2/7/24			EX-31		Certifications — §302 – SOA’02			153
2/7/24			EX-32		Certifications — §906 – SOA’02			87
11/20/18	OLD		EX-12		Statements re: Computations of Ratios  OLD			39
12/22/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			26
12/23/96	OLD		EX-11		Statement re: the Computation of Earnings Per Share  OLD			1
					Graphics:
4/24/24			GRAPHIC		Photos, Images and Graphs			3,474

Forms , Documents & Exhibits  in  2,353 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 754730

        

Latest Filing			Type		Category	Description		Documents
4/12/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	2,037
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	54
1/29/24			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	9
1/11/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	45
4/3/23	OLD		25-NSE		Trading:		Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD	2
11/15/21	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	267
3/18/21	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	8
9/14/07	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	2
					Letters:
12/20/21	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			29
12/20/21	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			3
					General Exhibits:
1/11/24			EX-24		Powers of Attorney			92
9/14/07	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
4/3/23	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			2
					Graphics:
3/21/12	OLD		GRAPHIC		Photos, Images and Graphs  OLD			4

        

Filings History

Year		# of Filings
2024		48
2023		133
2022		137
2021		172
2020		150
2019		167
2018		145
2017		154
2016		157
2015		128
2014		109
2013		146
2012		171
2011		143
2010		134
2009		161
2008		140
2007		129
2006		135
2005		112
2004		130
2003		146
2002		68
2001		12
2000		8
1999		6
1998		7
1997		6
1996		6
1995		7