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Raymond James Financial Inc. – ‘8-K’ for 4/24/24

On:  Wednesday, 4/24/24, at 4:14pm ET   ·   For:  4/24/24   ·   Accession #:  720005-24-30   ·   File #:  1-09109

Previous ‘8-K’:  ‘8-K’ on / for 3/20/24   ·   Latest ‘8-K’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size

 4/24/24  Raymond James Financial Inc.      8-K:2,9     4/24/24   14:9.2M

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     27K 
 2: EX-99.1     EX-99.1 Press Release Dated April 24, 2024          HTML   1.37M 
 3: EX-99.2     EX-99.2 Financial Supplement Fiscal Second Quarter  HTML     51K 
                of 2024 of Rjf                                                   
 4: EX-99.3     EX-99.3 Earnings Presentation Fiscal Second         HTML     42K 
                Quarter 2024 of Rjf                                              
 9: R1          Cover Page                                          HTML     50K 
11: XML         IDEA XML File -- Filing Summary                      XML     12K 
14: XML         XBRL Instance -- rjf-20240424_htm                    XML     18K 
10: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 6: EX-101.DEF  XBRL Definitions -- rjf-20240424_def                 XML     41K 
 7: EX-101.LAB  XBRL Labels -- rjf-20240424_lab                      XML     78K 
 8: EX-101.PRE  XBRL Presentations -- rjf-20240424_pre               XML     41K 
 5: EX-101.SCH  XBRL Schema -- rjf-20240424                          XSD     13K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    21K 
13: ZIP         XBRL Zipped Folder -- 0000720005-24-000030-xbrl      Zip    117K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:   C: 
  rjf-20240424  
 i 0000720005 i false00007200052024-04-242024-04-240000720005us-gaap:CommonStockMember2024-04-242024-04-240000720005rjf:DepositarySharesSeriesBMember2024-04-242024-04-24


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

FORM  i 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 i April 24, 2024
Date of Report (date of earliest event reported)

 i RAYMOND JAMES FINANCIAL, INC.
(Exact name of registrant as specified in its charter)

 i Florida
 i 1-9109
 i 59-1517485
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
 i 880 Carillon Parkway
 i St. Petersburg
 i Florida
 i 33716
(Address of principal executive offices)
(Zip Code)

( i 727)  i 567-1000
(Registrant’s telephone number, including area code)

None
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 i   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Exchange Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
 i Common Stock, $.01 par value i RJF i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock i RJF PrB i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).

Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.



Item 2.02 Results of Operations and Financial Condition

On April 24, 2024, Raymond James Financial, Inc. (the “Company”) issued a press release disclosing its results for the fiscal second quarter ended March 31, 2024. A copy of this press release is attached to this Current Report as Exhibit 99.1 and incorporated by reference herein. In addition, a copy of the Company’s Financial Supplement and Earnings Presentation for the fiscal second quarter ended March 31, 2024 are attached as Exhibits 99.2 and 99.3, respectively, to this Current Report and are incorporated by reference herein.

The information in this Current Report, including any exhibits hereto, is being “furnished” and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing of the Company with the Securities and Exchange Commission, whether made before or after the date hereof, regardless of any general incorporation language in such filings (unless the Company specifically states that the information or exhibit in this particular report is incorporated by reference).

Item 9.01 Financial Statements and Exhibits

(d) Exhibits. The following are filed as exhibits to this report:

Exhibit No.

99.1 Press release, dated April 24, 2024, issued by Raymond James Financial, Inc.
99.2 Financial Supplement Fiscal Second Quarter 2024 of Raymond James Financial, Inc.
99.3 Earnings Presentation Fiscal Second Quarter 2024 of Raymond James Financial, Inc.
104 Cover Page Interactive Data File (embedded within the Inline XBRL document).


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

RAYMOND JAMES FINANCIAL, INC.
By:
Paul M. Shoukry
President and Chief Financial Officer


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:4/24/24None on these Dates
3/31/24
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