MainStay MacKay Municipal Income Opportunities Fund 

NY

  SEC # 1995668

        

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No  Owner Relationships  (where the Issuers of the  MainStay MacKay Municipal Income Opportunities Fund-owned  securities are...)

        

First  20  of  22  Issuer Relationships  (where the Owners of the  MainStay MacKay Municipal Income Opportunities Fund  securities are...)

First		Latest Filing		Filing		Filer / Owner
		4/8/24		SC 13D		NY	New York Life Investment Management LLC
		3/25/24		3			Abou-Jaoude Naim
		3/25/24		3		NY	Benintende Jack
		3/25/24		3		NY	Chow David H.
		3/25/24		3		NY	Denlinger Michael
		3/25/24		3		NY	Dimella Robert A
		3/25/24		3		NJ	Gao Juwen Kevin
		3/25/24		3		NJ	Gleason Kevin M
		3/25/24		3		MN	Hammond Karen
		3/25/24		3		NJ	Harrington Scott T
		3/25/24		3		NY	Kerley Susan B
		3/25/24		3		NY	Latshaw Alan R
		3/25/24		3		NY	Lawlor John J
		3/25/24		3		NY	Lehneis Kirk C
		3/25/24		3		NY	Loffredo John M
		3/25/24		3		NY	Mackay Shields LLC
		3/25/24		3		NY	New York Life Investment Management LLC
		3/25/24		3		NY	Perilli Michael
		3/25/24		3		NY	Perold Jacques P
		3/25/24		3		NY	Petty Michael
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20  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

First		Latest Filing		Relationship		Registrant
		3/25/24		Other:  CEO, Ny Life Invest Mgment Llc			Abou-Jaoude Naim
		3/25/24		Officer:  Treasurer & Principal FAO		NY	Benintende Jack
		3/25/24		Director		NY	Chow David H.
		3/25/24		Other:  Portfolio Manager		NY	Denlinger Michael
		3/25/24		Other:  Portfolio Manager		NY	Dimella Robert A
		3/25/24		Officer:  Secretary/Chief Legal Officer		NJ	Gao Juwen Kevin
		3/25/24		Officer:  Vice President & CCO		NJ	Gleason Kevin M
		3/25/24		Director		MN	Hammond Karen
		3/25/24		Officer:  Vice President-Administration		NJ	Harrington Scott T
		3/25/24		Director		NY	Kerley Susan B
		3/25/24		Director		NY	Latshaw Alan R
		3/25/24		Other:  Portfolio Manager		NY	Lawlor John J
		3/25/24		Officer:  President		NY	Lehneis Kirk C
		3/25/24		Other:  Portfolio Manager		NY	Loffredo John M
		3/25/24		Other:  Subadvisor		NY	Mackay Shields LLC
		3/25/24		Other:  Investment Manager		NY	New York Life Investment Management LLC
		3/25/24		Other:  Portfolio Manager		NY	Perilli Michael
		3/25/24		Director		NY	Perold Jacques P
		3/25/24		Other:  Portfolio Manager		NY	Petty Michael
		3/25/24		Director		NY	Trutanic Richard S

        

1  Joint-Filer Relationship  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

3  Filing Agents and/or Registrants have submitted Filings for  MainStay MacKay Municipal Income Opportunities Fund:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
4/15/24		40-17G		NY	Donnelley Financial Solutions/FA — 1193125		10
3/26/24		EFFECT			No Filing Agent:  SEC-filed by SEC #5 — 9999999995		1
1/19/24		APP ORDR			No Filing Agent:  SEC-filed by SEC #7 — 9999999997		2
Total:							13
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.