NovaBay Pharmaceuticals, Inc. 

CA

  SEC # 1389545

        

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No  Owner Relationships  (where the Issuers of the  NovaBay Pharmaceuticals, Inc.-owned  securities are...)

        

First  20  of  104  Issuer Relationships  (where the Owners of the  NovaBay Pharmaceuticals, Inc.  securities are...)

First		Latest Filing		Filing		Filer / Owner
8/19/19		2/14/24		SC 13G		NY	Armistice Capital, LLC
		2/13/24		SC 13G		NY	Altium Capital Management LP
2/4/22		2/6/24		SC 13G		CT	Hudson Bay Capital Management LP
11/7/07		6/13/23		4		CA	Freiman Paul E.
5/13/22		6/13/23		4		CO	Garlikov Julie
5/29/20		6/13/23		4		MA	Sit Swan
10/3/16		6/13/23		4			Wu Mijia
5/29/20		6/13/23		4			Zheng Yenyou
5/13/22		6/13/23		4			Zheng Yongxiang
		2/24/23		3		CA	Law Tommy
8/24/20		2/17/23		4		CA	Jones Andrew D.
11/24/21		12/7/22		4		MO	Kunin Audrey
11/24/21		12/7/22		4		MO	Kunin Jeffrey
3/9/16		9/16/22		4		CA	Hall Justin
		2/10/22		3			Zheng Yongxiang
		2/3/22		3		CO	Garlikov Julie
		11/17/21		3		MO	Kunin Audrey
		11/17/21		3		MO	Kunin Jeffrey
1/2/13		5/25/21		4			Li Xinzhou
5/29/20		8/24/20		4			Wang Xiaopei
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List all Money Managers that own this Security Issuer:  CUSIP 66987P

        

First  20  of  77  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

First		Latest Filing		Relationship		Registrant
10/24/07		6/13/23		Director		CA	Freiman Paul E.
2/3/22		6/13/23		Director		CO	Garlikov Julie
1/28/20		6/13/23		Director		MA	Sit Swan
2/1/16		6/13/23		Director			Wu Mijia
9/30/19		6/13/23		Director			Zheng Yenyou
2/10/22		6/13/23		Director			Zheng Yongxiang
		2/24/23		Officer:  Interim CFO		CA	Law Tommy
8/24/20		2/17/23		Officer:  CFO		CA	Jones Andrew D.
11/17/21		12/7/22		Officer:  Chief Product Officer		MO	Kunin Audrey
11/17/21		12/7/22		Officer:  President, DERMAdoctor, LLC		MO	Kunin Jeffrey
9/16/22		11/23/22		Director		MO	Kunin Audrey
12/6/21		9/16/22		Director		CA	Hall Justin
12/6/21		9/16/22		Officer:  CEO, GC & Director			"
7/7/17		5/25/21		Director			Li Xinzhou
1/2/13		5/25/21		10% Owner			"
		8/24/20		Officer:  CEO & GC		CA	Hall Justin
		8/24/20		Other:  Former Director			Wang Xiaopei
3/19/20		8/24/20		Officer:  NEO – Sr Mgr & Controller		CA	Xu Wang
3/4/16		8/4/20		10% Owner			Fu Jian Ping
12/18/19		5/29/20		Director			Wang Xiaopei
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No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

15  Filing Agents and/or Registrants have submitted Filings for  NovaBay Pharmaceuticals, Inc.:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
5/9/24		10-Q		VA	RDG Filings/FA — 1437749		392
4/5/24		D			Ignitedata (Delaware) Inc. — 2016056		1
1/4/24		D		WI	OZ Alto Station LLC — 1977207		1
6/9/23		EFFECT			No Filing Agent:  SEC-filed by SEC #5 — 9999999995		24
9/23/22		D		WI	Urbane 115 LLC — 1947812		2
11/17/21		D		CT	Amtac Holdings, LLC — 1553504		1
7/31/20		D			Ocean Labs Beauty Holdings Inc. — 1819710		1
5/22/20		D			Abc-Mart, Inc. — 1553610		2
8/26/19		D			Kura Sushi, Inc. — 1783954		2
7/3/19		D		GA	Winters Richard T. — 1781109		1
3/11/19		SEC ACTION			No Filing Agent:  SEC-filed by SEC #7 — 9999999997		17
2/14/18		D		CA	Terry Edgar A. — 1723123		1
6/3/15		D/A			No Filing Agent:  Self-filed — 1389545		17
1/22/10		S-8		TX	Broadridge Financial Solutions, Inc. — 1140361		14
1/30/09		S-8		NY	Donnelley Financial Solutions/FA — 1193125		27
Total:							503
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.