Turning Point Brands, Inc. 

KY

  SEC # 1290677

Click to view...

Registrant

About

Filings

Files

Relationships

Names

Topics

Web

521  SEC Filings   from  5/18/04  to  4/23/24  (6 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘PX14A6G’ — Notice of an Exempt Non-Management Proxy Solicitation — Filed re:  Issuer / Subject Company — Filed by:  Klarquist Scott
New-Filing E-Mail:			Send me notifications of all Filings involving  Turning Point Brands, Inc.

in

the most-recent Filings. all 521 Filings. an “Entity” Search.

Show

Documents with “hits” Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Forms , Documents & Exhibits  in  230 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/22/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A — Financial Reports	8
3/22/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	108
					8-K Items:
5/16/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	34
2/11/21	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	7
7/16/20	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	5
2/28/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	37
2/11/21	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	9
7/30/19	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	4
5/22/06	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
8/15/05	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
7/16/20	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
3/22/24			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	26
5/16/16	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	2
5/5/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	7
3/12/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	25
10/12/21	OLD		Events:			•	Other Events — Item 8.01  OLD	18
3/12/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	87
2/28/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	13
11/8/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	34
10/13/23			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	4
10/13/23			EFFECT		SEC:		SEC Notices of Effectiveness	5
10/6/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	14
10/2/23			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3	4
8/29/23			RW		Registration:		Registration Withdrawal Request	1
3/15/22	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	5
2/14/22	OLD		SC 13G		Ownership:		Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD	1
2/14/22	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
5/4/21	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	2
2/17/21	OLD		424B7		Registration:		Prospectuses – Selling Security Holders – Info Previously Omitted  OLD	4
7/8/20	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	2
7/8/20	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	3
6/17/20	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	2
6/10/20	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	4
9/19/18	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	3
5/11/16	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
5/4/16	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
5/4/16	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
4/28/16	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	6
9/25/15	OLD		DRSLTR		Comment:		Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	1
9/25/15	OLD		DRS		Registration:		Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD	1
5/11/07	OLD		15-15D		Update:		Notice of a Suspension of Duty to File Reports — Form 15  OLD	1
4/3/06	OLD		NT 10-K		Update:		Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD	1
					General Exhibits:
3/12/24			EX-10		Material Contracts			129
2/28/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
2/28/24			EX-23		Consents of Experts and Counsel			30
2/28/24			EX-21		Subsidiaries Lists			11
10/2/23			EX-FILING FEES		Filing Fees			2
10/2/23			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			17
10/2/23			EX-5		Opinions of Counsel re: Legality			9
10/2/23			EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2			3
2/18/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			7
10/27/20	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			9
6/10/20	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			4
4/8/20	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			4
					Additional Exhibits:
3/12/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			97
					Financials:
3/22/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			2,894
3/22/24			EX-101.*		XBRL Data  (XBRL Files)			298
3/22/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			54
3/22/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			71
3/22/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			70
2/28/24			EX-31		Certifications — §302 – SOA’02			114
2/28/24			EX-32		Certifications — §906 – SOA’02			40
5/5/21	OLD		EX-18		Letter re: a Change in Accounting Principles or Practices  OLD			1
5/22/06	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
6/21/04	OLD		EX-12		Statement re: the Computation of Ratios  OLD			1
					Graphics:
3/22/24			GRAPHIC		Photos, Images and Graphs			376

Forms , Documents & Exhibits  in  296 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 90041L

        

Latest Filing			Type		Category	Description		Documents
4/23/24			PX14A6G		Proxy:		Notice of an Exempt Non-Management Proxy Solicitation	1
4/3/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	26
4/3/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	206
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	28
12/5/23			144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144	1
2/17/23	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
11/10/22	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	21
7/8/20	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	2
7/8/20	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	3
					Letters:
10/5/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			9
10/5/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			3
					General Exhibits:
7/13/21	OLD		EX-24		Powers of Attorney  OLD			20
4/8/20	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
11/24/20	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			7
					Graphics:
2/12/24			GRAPHIC		Photos, Images and Graphs			6

        

Filings History

Year		# of Filings
2024		33
2023		54
2022		49
2021		65
2020		66
2019		28
2018		63
2017		49
2016		55
2015		11
2014		1
⇑
2007		9
2006		14
2005		18
2004		6