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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/14/22 Turning Point Brands, Inc. SC 13G 1:49K Real Brands, Inc. Edgarfilings Ltd. |
Document/Exhibit Description Pages Size 1: SC 13G Statement of Acquisition of Beneficial Ownership HTML 34K by a "Passive" Investor
Real Brands, Inc.
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(Name of Issuer)
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Common Stock
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(Title of Class of Securities)
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(CUSIP Number)
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(Date of Event Which Requires Filing of this Statement)
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☐ |
Rule 13d-1(b)
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Rule 13d-1(c)
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Rule 13d-1(d)
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CUSIP No.
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1
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NAMES OF REPORTING PERSONS
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Turning Point Brands, Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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611,255,410
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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611,255,410
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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611,255,410
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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23.2%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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(a)
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Name of Persons Filing
Turning Point Brands, Inc.
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(b)
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Address of Principal Business Office or, if none, Residence
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(c) |
Citizenship
USA
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(d) |
Title of Class of Securities
Common Stock
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(e) |
CUSIP Number
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Item 3.
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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☐
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
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(b)
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
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(e)
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
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(k)
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Group, in accordance with §240.13d-1(b)(1)(ii)(K).
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(a)
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Amount beneficially owned:
611,255,410 shares of Common Stock.
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(b)
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Percent of class:
23.2% of Common Stock.
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(c) | Number of shares as to which the person has: |
(i)
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Sole power to vote or to direct the vote
611,255,410 shares of Common Stock.
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(ii) |
Shared power to vote or to direct the vote
0
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(iii) |
Sole power to dispose or to direct the disposition of
611,255,410 shares of Common Stock.
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(iv) |
Shared power to dispose or to direct the disposition of
0
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
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Date
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/s/ Brittani Cushman
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Signature
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Brittani Cushman/Sr VP, General Counsel
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Name/Title
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This ‘SC 13G’ Filing | Date | Other Filings | ||
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Filed on: | 2/14/22 | 3, SC 13G/A | ||
12/31/21 | 10-K, NT 10-K | |||
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