Managed Duration Investment Grade Municipal Fund 

NY

  SEC # 1235511

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357  SEC Filings   from  5/23/03  to  8/21/19  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Managed Duration Investment Grade Municipal Fund

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Forms , Documents & Exhibits  in  203 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
8/21/19	OLD		N-8F ORDR		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Order  OLD	1
7/26/19	OLD		N-8F NTC		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice  OLD	1
6/27/19	OLD		N-8F		Registration:		Applications for SEC Deregistration Orders by Certain Investment Companies — Form N-8F  OLD	2
6/12/19	OLD		N-CEN		Update:		Annual Report by an Investment Company — Form N-CEN  OLD	1
9/10/18	OLD		40-17G		Update:		Fidelity Bonds for Investment Companies  OLD	23
8/24/18	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	29
8/8/18	OLD		N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX  OLD	15
5/31/18	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	4
5/30/18	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	16
5/24/18	OLD		NSAR-BT		Update:		Annual-Transition Report by an Investment Company — Form N-SAR  OLD	1
5/18/18	OLD		N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	15
5/15/18	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
5/4/18	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	5
					8-K Items:
3/16/17	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
10/3/16	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	1
5/4/18	OLD		Events:			•	Other Events — Item 8.01  OLD	3
3/16/17	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	1
3/29/18	OLD		N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	15
3/28/18	OLD		40-17F2		Update:		Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD	12
3/27/18	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	17
11/6/17	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	9
9/28/17	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	15
6/9/17	OLD		N-23C-2		Ownership:		Notice of an Intention to Call or Redeem Its Own Securities by a Closed-End Investment Company  OLD	1
3/22/10	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	3
11/27/09	OLD		SC TO-C		Ownership:		Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD	1
10/7/08	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
4/1/05	OLD		NT-NSAR		Update:		Notice of a Late Filing of a Form N-SAR Semi-Annual Report — Form 12b-25  OLD	1
2/20/04	OLD		40-6C		Registration:		Application for an Exemption or Other Relief by an Investment Company  OLD	1
10/24/03	OLD		497		Registration:		Definitive Materials  OLD	2
10/21/03	OLD		N-2		Registration:		Registration Statements by Closed-End Investment Companies — Form N-2  OLD	6
8/25/03	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
8/14/03	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
5/23/03	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Letters:
5/30/18	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			2
					Additional Exhibits:
8/24/18	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-CSR:  51 Certifications — §302 – SOA’02;  22 Certifications — §906 – SOA’02;  8 Codes of Ethics — Form N-SAR:  14 Accountants’ Reports re: Internal Controls;  1 Late-Filing Report — Reg. S-K – Item 405;  3 Letters re: Changes in Accountants;  13 Matters Submitted to Votes of Security Holders;  5 Other Disclosures;  2 Terms of New and Amended Securities;  2 Transactions Effected — Rule 10f-3 – ICA’40  (121 total)			212
					Financials:
3/16/17	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
9/10/18	OLD		GRAPHIC		Photos, Images and Graphs  OLD			290

Forms , Documents & Exhibits  in  170 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/14/19	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	34
9/5/18	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	29
9/5/18	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	33
8/6/18	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
4/26/18	OLD		PRRN14A		Proxy:		Preliminary Revised Non-Management Proxy Soliciting Material – Contested Solicitation or Other Situation — Schedule 14A  OLD	1
4/26/18	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	2
4/13/18	OLD		PREC14A		Proxy:		Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
3/28/18	OLD		40-17F2		Update:		Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD	12
3/12/18	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	54
3/22/10	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	3
11/27/09	OLD		SC TO-C		Ownership:		Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD	1
7/7/09	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A  OLD	1
					General Exhibits:
8/4/17	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
8/4/17	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
11/4/16	OLD		EX-24		Powers of Attorney  OLD			40
					Additional Exhibits:
9/5/18	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			52
					Graphics:
3/28/18	OLD		GRAPHIC		Photos, Images and Graphs  OLD			24

        

Filings History

Year		# of Filings
2019		6
2018		33
2017		27
2016		33
2015		12
2014		17
2013		12
2012		20
2011		17
2010		25
2009		47
2008		22
2007		9
2006		24
2005		17
2004		12
2003		24