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‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
¹ | Filing/Form Types: |
| 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. |
| 25-NSE | Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25. |
| 40-17G | Fidelity Bond for an Investment Company. |
| CORRESP | Comment-Response or Other Letter to the SEC. |
| DEF 14A | Definitive Proxy Statement — Schedule 14A. |
| N-8F | Application for an SEC Deregistration Order by an Investment Company — Form N-8F. |
| N-8F NTC | Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice. |
| N-8F ORDR | Application for an SEC Deregistration Order – ‘N-8F’ SEC Order. |
| N-CEN | Annual Report by an Investment Company — Form N-CEN. |
| N-CSR | Annual Certified Shareholder Report by an Investment Company — Form N-CSR. |
| N-PX | Annual Proxy Voting Report by an Investment Company — Form N-PX. |
| N-Q | Quarterly Portfolio Holdings Schedule by an Investment Company — Form N-Q. |
| NSAR-BT | Annual-Transition Report by an Investment Company — Form N-SAR. |
| SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. |
| SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
| ¶ | This Filing contains a delayed-release Document. |
² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |