USA Mutuals 

TX

  SEC # 1137095

        

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No  Owner Relationships  (where the Issuers of the  USA Mutuals-owned  securities are...)

        

No  Issuer Relationships  (where the Owners of the  USA Mutuals  securities are...)

        

No  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

        

No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

9  Filing Agents and/or Registrants have submitted Filings for  USA Mutuals:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
6/11/21		N-8F ORDR			No Filing Agent:  SEC-filed by SEC #7 — 9999999997		17
4/29/21		N-8F/A		WI	US Bancorp Fund Services LLC — 894189		338
4/5/21		N-CEN		IL	DFIN Solutions FundSuiteArc/FA — 1145549		11
12/9/20		N-CSRS		WI	Dixon MRD & Co./FA — 898531		40
6/11/18		N-CSR		NY	Donnelley Financial Solutions/FA — 1193125		1
5/30/18		NSAR-B		MN	Toppan Merrill NSAR/FA — 1325358		10
10/17/17		EFFECT			No Filing Agent:  SEC-filed by SEC #5 — 9999999995		3
12/5/08		N-CSRS		TX	RR Donnelley — 950134		1
8/4/06		497J		WI	Godfrey & Kahn SC/FA — 892712		17
Total:							438
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.