Thompson Davis & Co., Inc. 

VA

  SEC # 1017284

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97  SEC Filings   from  3/4/02  to  3/28/24  (5 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘FOCUSN’ — Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — for 12/31/23 — Filed as:  Filer / Offerer
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Forms , Documents & Exhibits  in  95 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/28/24			FOCUSN		Update:		Annual Audit Reports on Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers	19
3/7/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	9
2/26/24			X-17A-5		Update:		Annual Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers — Form X-17A-5	26
2/5/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	31
9/20/23			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	10
					Form-Specific Documents:
2/5/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			31
					Broker-Dealer Reports:
2/26/24			FULL		Annual Financial Reports (Full)			9

History as a Money Manager:  Assets Under Management

Forms , Documents & Exhibits  in  8 Filings  Filed re:  Issuer / Subject Company

        

        

        

Filings History

Year		# of Filings
2024		6
2023		12
2022		7
2021		2
2020		2
2019		5
2018		8
2017		6
2016		6
2015		8
2014		9
2013		3
2012		3
2011		2
2010		2
2009		2
2008		2
2007		3
2006		2
2005		2
2004		2
2003		2
2002		1