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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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5/2/24 Thompson Davis & Co., Inc. 13F-HR 3/31/24 2:63K
2/28/24 Thompson Davis & Co., Inc. FOCUSN 12/31/23 1:2K SEC #7
3/7/24 Thompson Davis & Co., Inc. SC 13D/A 1:8K Smith Midland Corp.
2/26/24 Thompson Davis & Co., Inc. X-17A-5© 12/31/23 2:6.9M
2/5/24 Thompson Davis & Co., Inc. 13F-HR 12/31/23 2:57K
2/5/24 Thompson Davis & Co., Inc. SC 13D/A 1:8K Smith Midland Corp.
1/3/24 Thompson Davis & Co., Inc. SC 13D/A 1:8K Smith Midland Corp.
12/7/23 Thompson Davis & Co., Inc. SC 13D/A 1:8K Sotherly Hotels Inc.
12/5/23 Thompson Davis & Co., Inc. SC 13D/A 1:7K Smith Midland Corp.
11/9/23 Thompson Davis & Co., Inc. 13F-HR 9/30/23 2:61K
10/3/23 Thompson Davis & Co., Inc. SC 13D/A 1:8K Smith Midland Corp.
9/20/23 Thompson Davis & Co., Inc. SC 13G 1:10K Energy Services of America Corp.
8/8/23 Thompson Davis & Co., Inc. SC 13D/A 1:7K Smith Midland Corp.
7/13/23 Thompson Davis & Co., Inc. 13F-HR 6/30/23 2:64K
5/16/23 Thompson Davis & Co., Inc. SC 13D/A 1:7K Smith Midland Corp.
5/10/23‡ Thompson Davis & Co., Inc. 13F-HR 3/31/23 2:55K
2/28/23 Thompson Davis & Co., Inc. X-17A-5/A© 12/31/22 2:3.6M
2/27/23‡ Thompson Davis & Co., Inc. X-17A-5© 12/31/22 2:1.2M
2/6/23 Thompson Davis & Co., Inc. 13F-HR 12/31/22 2:54K
11/9/22 Thompson Davis & Co., Inc. 13F-HR 9/30/22 2:47K
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 13F-HR | Quarterly Holdings and Combination Report by a Money Manager — Form 13F. | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | © | This Filing was a Confirming copy. |
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