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NRG Energy, Inc. 
 TX
  SEC # 1013871

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2,910  SEC Filings
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  from  5/10/96  to  4/16/24  (Last Week)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  NRG Energy, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  1,053 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/16/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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450

8-K Items: 
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4/16/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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114
12/13/04 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
12/18/17 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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2
11/1/23
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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8
2/28/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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82
4/16/24 New Document this Past Month!"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  New Document this Past Month!  — ‘EX-10’
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37
6/14/17 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
7/13/17 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
4/19/11 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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1
3/10/23 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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9
3/10/23 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
3/26/24 New Document this Past Month!
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — List of Directors & Officers
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55
3/10/23 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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13
7/8/09 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
5/2/23"Submission of Matters to a Vote of Security Holders — Item 5.07 — ‘EX-22’
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15
11/20/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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34
11/6/23
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  Events: 
Other Events — Item 8.01116
4/16/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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305

4/10/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 39
3/15/24ARSUpdate:  Annual Reports to Security Holders13
3/15/24DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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22
2/28/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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31
11/2/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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82
8/8/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-811
5/31/23SDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD8
9/17/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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51
10/2/18 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 29
10/2/18 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 12
9/24/18 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 20
8/31/18 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 3
8/31/18 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 21
4/5/18 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 9
3/21/14 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
1/7/14 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 13
12/24/13 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 13
7/16/13 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
12/14/12 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 77
2/29/12 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
7/21/09 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 52
6/16/09 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
6/3/09 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 12
5/27/09 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
4/2/09 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
3/27/09 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 2
2/13/09 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 2
3/10/08 OLD424B7Registration:  Prospectuses – Selling Security Holders – Info Previously Omitted  OLD 6
11/8/06 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
2/6/06 OLDCERTNYSTrading:  Certifications by the NYSE Approving Listings — Form CERT  OLD 2
1/27/06 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 4
5/26/05 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 9
3/16/05 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
1/6/05 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
1/21/04 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
12/10/03 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
10/14/03 OLDT-3Registration:  Application for a Qualification of a Trust Indenture — Form T-3  OLD 1
5/16/03 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 2
8/29/02 OLDU-57Update:  Notices of Status by Foreign Utility Companies — Form U-57  OLD 9
7/15/02 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
7/11/02 OLD15-12GRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
4/1/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 10
7/13/01 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 7
3/30/01 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
5/31/00 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
11/16/99 OLDSC 13E3Ownership:  Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD 7
11/9/99 OLDSC 14D1Ownership:  Tender-Offer Statements by Third Parties — Schedule 14D-1  OLD 3
3/17/99 OLD10-12GRegistration:  Registration Statement — Form 10  OLD 1
11/2/98 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 4
10/8/98 OLDDEFN14AProxy:  Definitive Non-Management Proxy Statement — Schedule 14A  OLD 1
9/30/98 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 2
9/14/98 OLDPREN14AProxy:  Preliminary Non-Management Proxy Statement — Schedule 14A  OLD 1
12/17/97 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1

Letters: 
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2/22/11 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
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4/16/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 237
2/28/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/28/24EX-23Consents of Experts and Counsel164
2/28/24EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions25
2/28/24EX-22Published Reports re: Matters Submitted to Votes of Security Holders13
2/28/24EX-21Subsidiaries Lists36
8/29/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders237
8/8/23EX-FILING FEESFiling Fees2
8/8/23EX-5Opinions of Counsel re: Legality95
5/31/23EX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)26
3/10/23 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 428
2/23/23 OLDEX-95Mine-Safety Disclosures  OLD 5
9/24/18 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 18
10/5/12 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 8
6/15/05 OLDEX-24Powers of Attorney  OLD 8
8/9/04 OLDEX-14Code of Ethics  OLD 1
9/14/98 OLDEX-6Opinion of Counsel re: Discount on Capital Shares  OLD 1

Additional Exhibits: 
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3/26/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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542

Financials: 
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4/16/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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5,920
4/16/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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127
4/16/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 549
4/16/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 80
4/16/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
119
2/28/24EX-31Certifications — §302 – SOA’02276
2/28/24EX-32Certifications — §906 – SOA’0289
9/24/18 OLDEX-12Statements re: Computations of Ratios  OLD 50
5/3/04 OLDEX-16Letter re: a Change in Accountant  OLD 1
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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16
10/30/98 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1

Graphics: 
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4/10/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 2,765


Forms
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, Documents
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& Exhibits
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 in  1,984 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 629377
 

        
Latest Filing  Type    Category    Description        Documents
     
4/2/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 1,402
3/15/24144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1442
3/7/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 383
3/7/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G148
4/7/23 OLDPX14A6GProxy:  Notices of Exempt Non-Management Proxy Solicitations  OLD 6
8/24/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 24
1/7/14 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 13
10/5/12 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 128
8/12/09 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 55
7/21/09 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 52
7/16/09 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 17
6/17/09 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
4/16/09 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 2
4/8/09 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
4/2/09 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
3/17/09 OLDPREN14AProxy:  Preliminary Non-Management Proxy Statement — Schedule 14A  OLD 1
2/2/07 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

Letters: 
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10/5/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC48
10/5/21 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 6

General Exhibits: 
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3/7/24EX-24Powers of Attorney325
2/13/17 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 2
2/14/08 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 5
8/11/06 OLDEX-5Opinions of Counsel re: Legality  OLD 5
12/15/03 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1

Additional Exhibits: 
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2/13/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 71

Graphics: 
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4/7/23 OLDGRAPHICPhotos, Images and Graphs  OLD 1,193


        

Filings History

Year    # of Filings
In descending order
2024 41
2023 135
2022 115
2021 119
2020 106
2019 119
2018 134
2017 143
2016 130
2015 131
2014 171
2013 140
2012 130
2011 83
2010 82
2009 298
2008 147
2007 73
2006 177
2005 90
2004 93
2003 32
2002 71
2001 39
2000 38
1999 41
1998 22
1997 9
1996 1

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