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NRG Energy, Inc. – ‘S-3MEF’ on 3/30/01

On:  Friday, 3/30/01, at 8:54pm ET   ·   Effective:  3/30/01   ·   Accession #:  950124-1-1892   ·   File #s:  333-52508, 333-58076

Previous ‘S-3MEF’:  ‘S-3’ on 11/3/99   ·   Latest ‘S-3MEF’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/30/01  NRG Energy, Inc.                  S-3MEF      3/30/01    3:19K                                    Bowne - Bde

Registration of Additional Securities   —   Form S-3
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-3MEF      Form S-3 Pursuant to Rule 462(B)                       4     20K 
 2: EX-5.1      Opinion of Gibson, Dunn & Crutcher LLP                 4     20K 
 3: EX-23.2     Consent of Pricewaterhousecoopers LLP                  1      6K 


S-3MEF   —   Form S-3 Pursuant to Rule 462(B)
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
3Item 16. Exhibits
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As filed with the Securities and Exchange Commission on March 30, 2001 Registration No. 333-_______ ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ---------- NRG ENERGY, INC. ------------------------------------------------------ (Exact name of registrant as specified in its charter) ---------- DELAWARE 41-1724239 ------------------------------- ---------------------- (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification Number) ---------- 901 MARQUETTE AVENUE, SUITE 2300 MINNEAPOLIS, MINNESOTA 55402 (612) 373-5300 ------------------------------------------------------------- (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) ---------- JAMES J. BENDER, ESQ. VICE PRESIDENT AND GENERAL COUNSEL NRG ENERGY, INC. 901 MARQUETTE AVENUE, SUITE 2300 MINNEAPOLIS, MINNESOTA 55402 (612) 373-5300 --------------------------------------------------------- (Name, address, including zip code, and telephone number, including area code, of agent for service) ---------- WITH COPIES TO: ---------- RICHARD M. RUSSO, ESQ. GIBSON, DUNN & CRUTCHER LLP 1801 CALIFORNIA ST., SUITE 4100 DENVER, COLORADO 80202 (303) 298-5700 APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC: From time to time after the effective date of this Registration Statement as determined by market conditions. If the only securities being registered on this form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. [ ] If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. [X] If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [X] 333-52508 If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ] __________ If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. [ ] CALCULATION OF REGISTRATION FEE [Enlarge/Download Table] ======================================= ============== ==================== ================== ================ PROPOSED MAXIMUM PROPOSED MAXIMUM TITLE OF EACH CLASS OF SECURITIES TO AMOUNT TO AGGREGATE PRICE AGGREGATE AMOUNT OF BE REGISTERED BE REGISTERED PER UNIT(1) OFFERING PRICE(1) REGISTRATION FEE --------------------------------------- -------------- -------------------- ------------------ ---------------- Debt Securities, Preferred Stock, $115,640,000 100% $115,640,000 $28,910 Depositary Shares, Common Stock, Securities Warrants, Stock Purchase Contracts and Stock Purchase Units ======================================= ============== ==================== ================== ================ (1) Estimated solely for the purpose of calculating the registration fee. ================================================================================
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INCORPORATION OF CERTAIN INFORMATION BY REFERENCE This registration statement is being filed with the Securities and Exchange Commission pursuant to Rule 462(b) under the Securities Act of 1933 by NRG Energy, Inc. This registration statement relates to the public offering of NRG's securities contemplated by the Registration Statement (No. 333-52508) on Form S-3 (the "Prior Registration Statement"). This registration statement is being filed for the sole purpose of increasing the amount of securities to be sold by $115,640,000. The contents of the Prior Registration Statement are hereby incorporated by reference. II-1
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ITEM 16. EXHIBITS The following exhibits are filed herewith or incorporated by reference: [Download Table] EXHIBIT NUMBER DESCRIPTION OF EXHIBIT ------- ---------------------- 5.1 Opinion of Gibson, Dunn & Crutcher LLP as to the legality of the securities registered hereby 23.1 Consent of Gibson, Dunn & Crutcher LLP (included in Exhibit 5.1) 23.2 Consent of PricewaterhouseCoopers LLP II-2
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SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Minneapolis, State of Minnesota, on this 30th day of March, 2001. NRG ENERGY, INC. By: /s/ LEONARD A. BLUHM -------------------------------------- Leonard A. Bluhm Executive Vice President and Chief Financial Officer Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the date indicated. [Enlarge/Download Table] SIGNATURE TITLE DATE --------- ----- ---- /s/ DAVID H. PETERSON* ------------------------------------------------ Chairman of the Board, March 30, 2001 David H. Peterson President and Chief Executive Officer (Principal Executive Officer) /s/ LEONARD A. BLUHM ------------------------------------------------ Executive Vice March 30, 2001 Leonard A. Bluhm President, and Chief Financial Officer (Principal Financial Officer) /s/ WILLIAM T. PIEPER* ------------------------------------------------ Controller (Principal March 30, 2001 William T. Pieper Accounting Officer) /s/ GARY R. JOHNSON* ------------------------------------------------ Director March 30, 2001 Gary R. Johnson /s/ JAMES J. HOWARD* ------------------------------------------------ Director March 30, 2001 James J. Howard /s/ RICHARD C. KELLY* ------------------------------------------------ Director March 30, 2001 Richard C. Kelly /s/ LUELLA G. GOLDBERG* ------------------------------------------------ Director March 30, 2001 Luella G. Goldberg /s/ LEONARD A. BLUHM * ---------------------------------------------- Leonard A. Bluhm Attorney-in-fact II-3

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