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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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5/3/24 Quantum Corp./DE 8-K:7,9 5/3/24 11:158K Donnelley … Solutions/FA
4/23/24 Gianella Kenneth P. 4 Officer² 1:5K Quantum Corp./DE Quantum Corp./DE
4/23/24 Lerner James J 4 Dir.,Off.² 1:5K Quantum Corp./DE Quantum Corp./DE
4/23/24 Spanjaard Henk Jan 4 Officer² 1:5K Quantum Corp./DE Quantum Corp./DE
4/23/24 Cabrera Brian E 4 Officer² 1:5K Quantum Corp./DE Quantum Corp./DE
4/12/24 Spanjaard Henk Jan 3 Officer² 2:260K Quantum Corp./DE Quantum Corp./DE
4/12/24 Quantum Corp./DE 8-K:2,5,9 4/8/24 11:170K Donnelley … Solutions/FA
4/3/24 Nash Laura A. 4 Officer² 1:4K Quantum Corp./DE Quantum Corp./DE
3/25/24 Quantum Corp./DE 8-K:1,3,9 3/19/24 12:269K Donnelley … Solutions/FA
2/20/24 Quantum Corp./DE 8-K:1,9 2/14/24 12:317K Donnelley … Solutions/FA
2/14/24 Long Focus Capital Mgmt, LLC SC 13G/A 2:139K Quantum Corp./DE Borer Fin’l Comms, Inc.
A. Glenn Helmers³
Condagua, LLC³
John B. Helmers³
Long Focus Capital Management, LLC³
Long Focus Capital Master, Ltd.³
2/14/24 Quantum Corp./DE 8-K:3 2/13/24 10:140K Donnelley … Solutions/FA
2/14/24 Quantum Corp./DE NT 10-Q 12/31/23 1:25K Donnelley … Solutions/FA
2/13/24 Vanguard Group Inc. SC 13G 1:12K Quantum Corp./DE Toppan Merrill/FA
2/12/24 Neuberger Berman Group LLC SC 13G/A 1:78K Quantum Corp./DE SEC Connect
Neuberger Berman Equity Funds³
Neuberger Berman Intrinsic Value Fund³
Neuberger Berman Investment Advisers LLC³
1/17/24 ADK Soho Fund LP SC 13G/A 1:53K Quantum Corp./DE Akin Gump Str… Office/FA
Adk Capital LLC³
Nat Klipper³
12/4/23‡ ADK Soho Fund LP SC 13G 12/1/23 1:67K Quantum Corp./DE Akin Gump Str… Office/FA
Adk Capital LLC³
Nat Klipper³
11/17/23 Quantum Corp./DE 8-K:3,8,9 11/14/23 11:162K Donnelley … Solutions/FA
11/16/23 Quantum Corp./DE 8-K:5,7,9 11/9/23 11:160K Donnelley … Solutions/FA
11/13/23 Quantum Corp./DE 8-K:1,2,9 11/10/23 13:294K Donnelley … Solutions/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -K | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | NT 10-Q | Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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