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General Atlantic, L.P., et al. – ‘4’ for 9/12/22 re: Sonendo, Inc.

On:  Tuesday, 9/13/22, at 6:48pm ET   ·   For:  9/12/22   ·   As:  Director and 10% Owner   ·   Accession #:  950142-22-2708   ·   File #:  1-40988

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/13/22  General Atlantic, L.P.            4          Dir.,%Own.  1:21K  Sonendo, Inc.                     Paul Weiss Ri… LLP 01/FA
          Gap Coinvestments III, LLC
          Gap Coinvestments IV, LLC
          GAP Coinvestments CDA, L.P.
          GAP Coinvestments V, LLC
          General Atlantic (SOI), L.P.
          General Atlantic Partners (Bermuda) EU, L.P.
          General Atlantic Partners 100, L.P.
          General Atlantic (SPV) GP, LLC
          GAP (Bermuda) L.P.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Ownership Document --                               HTML     16K 
                es220286310_4-sonendo.xml/3.6                                    




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Ownership Document — es220286310_4-sonendo.xml/3.6
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
GENERAL ATLANTIC, L.P.

(Last)(First)(Middle)
C/O GENERAL ATLANTIC SERVICE CO., L.P.
55 EAST 52ND STREET, 33RD FLOOR

(Street)
NEW YORKNY10055

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
Sonendo, Inc. [ SONX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
9/12/22
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.001 per share ("Common Stock") 9/12/22S 300,000D$0.992,600,938ISee footnote (1) (2) (3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
GENERAL ATLANTIC, L.P.

(Last)(First)(Middle)
C/O GENERAL ATLANTIC SERVICE CO., L.P.
55 EAST 52ND STREET, 33RD FLOOR

(Street)
NEW YORKNY10055

(City)(State)(Zip)
1. Name and Address of Reporting Person*
General Atlantic (SPV) GP, LLC

(Last)(First)(Middle)
C/O GENERAL ATLANTIC SERVICE CO., L.P.
55 EAST 52ND STREET, 33RD FLOOR

(Street)
NEW YORKNY10055

(City)(State)(Zip)
1. Name and Address of Reporting Person*
GAP COINVESTMENTS III, LLC

(Last)(First)(Middle)
C/O GENERAL ATLANTIC SERVICE CO., L.P.
55 EAST 52ND STREET, 33RD FLOOR

(Street)
NEW YORKNY10055

(City)(State)(Zip)
1. Name and Address of Reporting Person*
GAP COINVESTMENTS IV, LLC

(Last)(First)(Middle)
C/O GENERAL ATLANTIC SERVICE CO., L.P.
55 EAST 52ND STREET, 33RD FLOOR

(Street)
NEW YORKNY10055

(City)(State)(Zip)
1. Name and Address of Reporting Person*
GAP Coinvestments V, LLC

(Last)(First)(Middle)
C/O GENERAL ATLANTIC SERVICE CO., L.P.
55 EAST 52ND STREET, 33RD FLOOR

(Street)
NEW YORKNY10055

(City)(State)(Zip)
1. Name and Address of Reporting Person*
General Atlantic (SOI), L.P.

(Last)(First)(Middle)
C/O GENERAL ATLANTIC SERVICE CO., L.P.
55 EAST 52ND STREET, 33RD FLOOR

(Street)
NEW YORKNY10055

(City)(State)(Zip)
1. Name and Address of Reporting Person*
General Atlantic Partners 100, L.P.

(Last)(First)(Middle)
C/O GENERAL ATLANTIC SERVICE CO., L.P.
55 EAST 52ND STREET, 33RD FLOOR

(Street)
NEW YORKNY10055

(City)(State)(Zip)
1. Name and Address of Reporting Person*
General Atlantic Partners (Bermuda) EU, L.P.

(Last)(First)(Middle)
2 CHURCH STREET

(Street)
HAMILTOND0HM11

(City)(State)(Zip)
1. Name and Address of Reporting Person*
GAP (Bermuda) L.P.

(Last)(First)(Middle)
2 CHURCH STREET

(Street)
HAMILTOND0HM11

(City)(State)(Zip)
1. Name and Address of Reporting Person*
GAP Coinvestments CDA, L.P.

(Last)(First)(Middle)
C/O GENERAL ATLANTIC SERVICE CO., L.P.
55 EAST 52ND ST. 32ND FLOOR

(Street)
NEW YORKNY10055

(City)(State)(Zip)
Explanation of Responses:
(1)  Reflects securities held directly by General Atlantic (SOI), L.P. ("GA SOI"), a Delaware limited partnership. Each of General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda exempted limited partnership ("GAP Bermuda EU"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"), and GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA", and together with GAP 100, GAP Bermuda EU, GAPCO III, GAPCO IV, and GAPCO V, the "GA Funds") share beneficial ownership of the shares of common stock held by GA SOI.
(2)  The general partner of GA SOI is General Atlantic (SPV) GP, LLC, a Delaware limited liability company ("GA SPV"). The general partner of GAP 100 is ultimately controlled by General Atlantic, L.P. ("GA LP"), a Delaware limited partnership, which is controlled by the Management Committee (the "Management Committee") of GASC MGP, LLC, a Delaware limited liability company.
(3)  The general partner of GAP Bermuda EU is ultimately controlled by GAP (Bermuda) L.P., a Bermuda exempted limited partnership ("GAP Bermuda"), which is also controlled by the Management Committee. GA LP is the managing member of GAPCO III, GAPCO IV and GAPCO V, the general partner of GAPCO CDA and is the sole member of GA SPV. There are nine members of the Management Committee. Each of the members of the Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein.
Remarks:
GA SOI, GA LP, GAP Bermuda, GA SPV and the GA Funds may be deemed to be members of a "group" for the purposes of the Securities Exchange Act of 1934. Each reporting person disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by the reporting person. This report shall not be deemed an admission that the reporting persons are a member of a group or the beneficial owner of any securities not directly owned by the reporting person.
/s/ Michael Gosk 9/13/22
/s/ Michael Gosk 9/13/22
/s/ Michael Gosk 9/13/22
/s/ Michael Gosk 9/13/22
/s/ Michael Gosk 9/13/22
/s/ Michael Gosk 9/13/22
/s/ Michael Gosk 9/13/22
/s/ Michael Gosk 9/13/22
/s/ Michael Gosk 9/13/22
/s/ Michael Gosk 9/13/22
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    S    Open market or private sale of non-derivative or derivative security.

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