Sonendo, Inc. 

CA

  SEC # 1407973

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312  SEC Filings   from  7/26/07  to  4/18/24  (7 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘PRE 14A’ — Preliminary Proxy Statement — Schedule 14A — for 6/10/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Sonendo, Inc.

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Forms , Documents & Exhibits  in  100 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/18/24			PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A	1
4/15/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	38
					8-K Items:
3/4/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	4
3/4/24			Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01	1
3/11/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	14
3/4/24			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	4
4/15/24			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	3
9/23/22	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	2
4/10/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02    — List of Directors & Officers	8
11/2/21	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
6/21/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	2
3/8/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	15
8/1/23			Events:			•	Other Events — Item 8.01	6
3/11/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	29
3/11/24			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	5
3/11/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	3
11/8/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	7
5/15/23			EFFECT		SEC:		SEC Notices of Effectiveness	3
5/10/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	8
5/9/23			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3	4
4/28/23			ARS		Update:		Annual Report to Security Holders	1
4/28/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	3
4/28/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	2
11/17/22	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
11/1/21	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
10/28/21	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
10/28/21	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
10/25/21	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	2
9/17/21	OLD		DRSLTR		Comment:		Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	1
9/17/21	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	2
12/26/19	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	15
7/26/07	OLD		REGDEX		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
					General Exhibits:
3/11/24			EX-23		Consents of Experts and Counsel			14
3/11/24			EX-FILING FEES		Filing Fees			6
3/11/24			EX-5		Opinions of Counsel re: Legality			8
3/11/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/4/24			EX-10		Material Contracts			42
3/8/23	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			25
3/23/22	OLD		EX-21		Subsidiaries Lists  OLD			3
11/2/21	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			10
10/25/21	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
3/11/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			32
					Financials:
4/15/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			765
4/15/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			46
4/15/24			EX-101.*		XBRL Data  (XBRL Files)			141
4/15/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			46
4/15/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			46
3/11/24			EX-31		Certifications — §302 – SOA’02			20
3/11/24			EX-32		Certifications — §906 – SOA’02			20
					Graphics:
4/18/24			GRAPHIC		Photos, Images and Graphs			161

Forms , Documents & Exhibits  in  212 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 835431

        

Latest Filing			Type		Category	Description		Documents
4/16/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	149
4/11/24			25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25	1
3/25/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	18
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	23
12/12/23			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	17
					Letters:
3/14/23	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			4
3/14/23	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			4
					General Exhibits:
3/25/24			EX-24		Powers of Attorney			17
1/26/22	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
4/11/24			EX-99		Miscellaneous Exhibits, such as Press Releases			4

        

Filings History

Year		# of Filings
2024		27
2023		122
2022		97
2021		50
⇑
2019		2
2018		1
2017		2
2016		1
⇑
2014		2
2013		1
2012		1
2011		1
2010		2
2009		1
2008		1
2007		1