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Ownership Document |
Schema Version: X0508 |
Document Type: 4 |
Period of Report: 3/1/24 |
Issuer: |
| Issuer CIK: 1799448 |
| Issuer Name: Aligos Therapeutics, Inc. |
| Issuer Trading Symbol: ALGS |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1927121 |
| | Owner Name: McClure Matthew W. |
| Reporting Owner Address: |
| | Owner Street 1: C/O ALIGOS THERAPEUTICS, INC. |
| | Owner Street 2: 1 CORPORATE DRIVE, 2ND FLOOR |
| | Owner City: SOUTH SAN FRANCISCO |
| | Owner State: CA |
| | Owner ZIP Code: 94080 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Officer? Yes |
| | Officer Title: Chief Medical Officer |
Aff 10b5 One? No |
Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Stock Option (Right to Buy) |
| | Conversion or Exercise Price: |
| | | Value: 1.13 |
| | Transaction Date: |
| | | Value: 3/1/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 72,000 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F1 |
| | Expiration Date: |
| | | Value: 3/1/34 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 72,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 72,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: 1/48th of the total number of shares vest in forty-eight (48) successive and equal monthly installments measured from March 1, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date. |
Owner Signature: |
| Signature Name: /s/ Lesley Ann Calhoun, as attorney-in fact for Matthew W. McClure |
| Signature Date: 3/4/24 |