Aligos Therapeutics, Inc. 

CA

  SEC # 1799448

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228  SEC Filings   from  1/16/20  to  4/16/24  (3 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘PRE 14A’ — Preliminary Proxy Statement — Schedule 14A — for 6/27/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Aligos Therapeutics, Inc.

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Forms , Documents & Exhibits  in  91 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/16/24			PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A	1
3/12/24			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	5
3/12/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	4
3/12/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	31
					8-K Items:
10/25/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	1
3/12/24			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	13
9/7/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	1
10/25/23			"			•	Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’	1
2/28/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	6
10/20/20	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
7/25/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	3
1/25/24			Events:			•	Other Events — Item 8.01	7
3/12/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	16
2/28/24			SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO	2
1/25/24			SC TO-C		Ownership:		Tender-Offer Communication by an Issuer or Third Party — Schedule TO	1
11/28/23			424B3		Registration:		Prospectus – New Facts or Events	1
11/28/23			EFFECT		SEC:		SEC Notices of Effectiveness	4
11/22/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	9
11/17/23			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3	2
11/7/23			D		Registration:		Notices of Exempt Offerings of Securities — Form D	2
11/2/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	10
6/2/23			DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A	1
4/28/23			ARS		Update:		Annual Report to Security Holders	1
4/28/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	3
4/28/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	3
7/1/21	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
6/28/21	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	3
6/4/21	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	2
10/14/20	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
10/13/20	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					Letters:
10/5/20	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			2
					General Exhibits:
3/12/24			EX-23		Consents of Experts and Counsel			14
3/12/24			EX-FILING FEES		Filing Fees			5
3/12/24			EX-5		Opinions of Counsel re: Legality			9
3/12/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/12/24			EX-10		Material Contracts			31
10/25/23			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			6
3/9/23	OLD		EX-21		Subsidiaries Lists  OLD			3
11/4/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			3
10/20/20	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			7
					Additional Exhibits:
3/12/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			24
					Financials:
3/12/24			EX-31		Certifications — §302 – SOA’02			28
3/12/24			EX-32		Certifications — §906 – SOA’02			28
3/12/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			860
3/12/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			38
3/12/24			EX-101.*		XBRL Data  (XBRL Files)			151
3/12/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			35
3/12/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			38
					Graphics:
4/16/24			GRAPHIC		Photos, Images and Graphs			266

Forms , Documents & Exhibits  in  140 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 01626L

        

Latest Filing			Type		Category	Description		Documents
3/4/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	72
2/28/24			SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO	2
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	32
2/8/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	8
1/25/24			SC TO-C		Ownership:		Tender-Offer Communication by an Issuer or Third Party — Schedule TO	1
11/7/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	19
					Letters:
11/21/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			6
11/21/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			6
					General Exhibits:
1/30/24			EX-FILING FEES		Filing Fees			1
5/6/22	OLD		EX-24		Powers of Attorney  OLD			14
					Additional Exhibits:
1/30/24			EX-99		Miscellaneous Exhibits, such as Press Releases			13
					Graphics:
1/30/24			GRAPHIC		Photos, Images and Graphs			38

        

Filings History

Year		# of Filings
2024		29
2023		54
2022		48
2021		45
2020		52