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La Rosa Holdings Corp. – IPO: ‘S-1/A’ on 6/14/22 – ‘EX-10.53’

On:  Tuesday, 6/14/22, at 5:31pm ET   ·   Accession #:  1575872-22-540   ·   File #:  333-264372

Previous ‘S-1’:  ‘S-1’ on 4/19/22   ·   Next:  ‘S-1/A’ on 8/3/22   ·   Latest:  ‘S-1’ on 4/24/24   ·   16 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/14/22  La Rosa Holdings Corp.            S-1/A                 84:12M                                    DataTracks Svcs Ltd./FA

Initial Public Offering (IPO):  Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1   —   SA’33

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Pre-Effective Amendment to Registration Statement   HTML   1.97M 
                (General Form)                                                   
 2: EX-1.1      Underwriting Agreement or Conflict Minerals Report  HTML    182K 
 3: EX-3.1      Articles of Incorporation/Organization or Bylaws    HTML     25K 
 4: EX-3.2      Articles of Incorporation/Organization or Bylaws    HTML     47K 
 5: EX-3.3      Articles of Incorporation/Organization or Bylaws    HTML    107K 
 6: EX-3.4      Articles of Incorporation/Organization or Bylaws    HTML     19K 
 7: EX-3.5      Articles of Incorporation/Organization or Bylaws    HTML     19K 
 8: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     28K 
 9: EX-4.3      Instrument Defining the Rights of Security Holders  HTML     65K 
10: EX-4.4      Instrument Defining the Rights of Security Holders  HTML    107K 
11: EX-10.1     Material Contract                                   HTML     92K 
20: EX-10.10    Material Contract                                   HTML     87K 
21: EX-10.11    Material Contract                                   HTML     64K 
22: EX-10.12    Material Contract                                   HTML     63K 
23: EX-10.13    Material Contract                                   HTML     63K 
24: EX-10.14    Material Contract                                   HTML     62K 
25: EX-10.15    Material Contract                                   HTML     62K 
26: EX-10.16    Material Contract                                   HTML     63K 
27: EX-10.17    Material Contract                                   HTML     63K 
28: EX-10.18    Material Contract                                   HTML     62K 
29: EX-10.19    Material Contract                                   HTML     63K 
12: EX-10.2     Material Contract                                   HTML     77K 
30: EX-10.20    Material Contract                                   HTML     62K 
31: EX-10.21    Material Contract                                   HTML     63K 
32: EX-10.22    Material Contract                                   HTML     61K 
33: EX-10.23    Exhibit 10.2                                        HTML     32K 
34: EX-10.24    Material Contract                                   HTML     63K 
35: EX-10.25    Material Contract                                   HTML     62K 
36: EX-10.26    Material Contract                                   HTML     63K 
37: EX-10.27    Material Contract                                   HTML     63K 
38: EX-10.28    Material Contract                                   HTML    656K 
39: EX-10.29    Material Contract                                   HTML     50K 
13: EX-10.3     Material Contract                                   HTML     41K 
40: EX-10.30    Material Contract                                   HTML    120K 
41: EX-10.31    Exhibit 10.3                                        HTML    147K 
42: EX-10.32    Material Contract                                   HTML     49K 
43: EX-10.33    Exhibit 10.3                                        HTML     23K 
44: EX-10.34    Material Contract                                   HTML     66K 
45: EX-10.35    Material Contract                                   HTML     64K 
46: EX-10.36    Material Contract                                   HTML     63K 
47: EX-10.37    Exhibit 10.3                                        HTML     62K 
48: EX-10.38    Material Contract                                   HTML     93K 
49: EX-10.39    Material Contract                                   HTML     64K 
14: EX-10.4     Material Contract                                   HTML     54K 
50: EX-10.40    Material Contract                                   HTML     60K 
51: EX-10.41    Exhibit 10.4                                        HTML     64K 
52: EX-10.42    Material Contract                                   HTML     59K 
53: EX-10.43    Exhibit 10.4                                        HTML     59K 
54: EX-10.44    Material Contract                                   HTML     66K 
55: EX-10.45    Material Contract                                   HTML     33K 
56: EX-10.46    Material Contract                                   HTML     40K 
57: EX-10.47    Material Contract                                   HTML     31K 
58: EX-10.48    Material Contract                                   HTML     55K 
59: EX-10.49    Material Contract                                   HTML     26K 
15: EX-10.5     Material Contract                                   HTML     61K 
60: EX-10.50    Material Contract                                   HTML     31K 
61: EX-10.51    Exhibit 10.5                                        HTML     56K 
62: EX-10.52    Material Contract                                   HTML     76K 
63: EX-10.53    Material Contract                                   HTML     26K 
64: EX-10.54    Material Contract                                   HTML     20K 
65: EX-10.55    Material Contract                                   HTML     60K 
66: EX-10.56    Material Contract                                   HTML     23K 
67: EX-10.57    Material Contract                                   HTML     56K 
68: EX-10.58    Material Contract                                   HTML     54K 
69: EX-10.59    Material Contract                                   HTML     53K 
16: EX-10.6     Material Contract                                   HTML    104K 
70: EX-10.60    Material Contract                                   HTML     63K 
71: EX-10.61    Material Contract                                   HTML     24K 
72: EX-10.62    Material Contract                                   HTML     26K 
17: EX-10.7     Material Contract                                   HTML    106K 
18: EX-10.8     Material Contract                                   HTML    103K 
19: EX-10.9     Material Contract                                   HTML    103K 
73: EX-14.1     Code of Ethics                                      HTML     37K 
74: EX-21.1     Subsidiaries List                                   HTML     20K 
75: EX-23.1     Consent of Expert or Counsel                        HTML     20K 
76: EX-23.3     Consent of Expert or Counsel                        HTML     20K 
84: EX-FILING FEES  Ex-Filing Fee                                   HTML     61K 
77: EX-99.1     Miscellaneous Exhibit                               HTML     20K 
78: EX-99.2     Miscellaneous Exhibit                               HTML     20K 
79: EX-99.3     Miscellaneous Exhibit                               HTML     20K 
80: EX-99.4     Miscellaneous Exhibit                               HTML     20K 
81: EX-99.5     Miscellaneous Exhibit                               HTML     47K 
82: EX-99.6     Miscellaneous Exhibit                               HTML     35K 
83: EX-99.7     Miscellaneous Exhibit                               HTML     39K 


‘EX-10.53’   —   Material Contract


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 

Exhibit 10.53

 

AMENDMENT No. 2

TO THE EMPLOYMENT AGREEMENT

 

This Amendment No. 2 (“Amendment”) to the Employment Agreement dated January 10, 2022 (the ''Agreement”) is made and entered into as of April 7, 2022, by and between La Rosa Holdings Corp., a Nevada corporation (the "Company"), and Brad Wolfe, an individual ("Executive"). Each of the Company and Executive is a “Party” to this Amendment and the Company and Executive, collectively, the “Parties” hereto.

 

RECITALS

 

WHEREAS, the Company and the Executive entered into the Agreement on January 10, 2022.

 

WHEREAS, the Company and the Executive desire to amend the Agreement to set forth additional terms, conditions and obligations of the Parties with respect to the Executive’s employment in the Company.

 

NOW, THEREFORE, for and in consideration of the promises and the mutual covenants contained herein, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto hereby agree to amend the Agreement as follows:

 

1.Section 1.4.3.i of the Agreement is hereby deleted in its entirety, and in its place the following is inserted:


“i. Grants. Effective on the date the Company’s common stock, $0.0001 par value per share (“Common Stock”) is first listed on the Nasdaq Capital Market or any other national securities exchange (“IPO date”), the Board of Directors of the Company (“Board”), or a committee thereof, shall grant the Executive 165,000 shares of restricted Common Stock of the Company, which shall be subject to a monthly vesting schedule and vest evenly over a 24 month period, commencing on the IPO date (collectively, the "Equity Awards"). In the event of the Executive's death, Disability (as defined herein) or Change of Control of the Company, any then- outstanding and unvested portion of Equity Awards described in this Section 1.4.3.i shall vest on the date of such event. "Change of Control" means the change in effective control of the Company as set forth in Treasury Regulation Section 1.409A-3(i)(5) (i), (v), (vi) or (vii) as determined by the Compensation Committee of the Board. The Equity Awards shall be issued at a per share price equal to the fair market value on the date of issue and will be subject to the terms and conditions of the 2022 Equity Incentive Plan that Executive has seen and approved prior to the execution of this Agreement. The parties hereby agree that the Equity Awards will vest only in case the Executive is employed by the Company on the IPO date.”

 

2.The reference to clause (b) of Section 1.4.3.i in the Section 6.1 of the Agreement is hereby replaced with the reference to the Section 1.4.3.i.

 

3.The Section 1.4.3.iii is hereby deleted in its entirety.

 

4.Except as set forth above, all of the terms, conditions and provisions of the Agreement shall be and remain in full force and effect. Capitalized terms used but not defined herein shall have the meanings given to them in the Agreement. This Amendment shall be effective on the date set forth above.

 

[SIGNATURE PAGE TO THE AMENDMENT FOLLOWS]

 

 C: 
   

 

 

IN WITNESS WHEREOF, the Parties hereto have caused this Amendment to be executed on the date first written above.

 

“COMPANY”    
LA ROSA HOLDINGS CORP.    
     
/s/ Joseph La Rosa    
Signature    
     
Joseph La Rosa    
Print Name    
     
Chief Executive Officer    
Title    

 

  “EXECUTIVE”
  BRAD WOLFE
   
  /s/ Brad Wolfe
  Executive’s Signature

 

 C: 
   

 

 

 


Dates Referenced Herein

This ‘S-1/A’ Filing    Date    Other Filings
Filed on:6/14/22None on these Dates
4/7/22
1/10/22
 List all Filings 


16 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/24/24  La Rosa Holdings Corp.            S-1                    5:590K                                   EdgarAgents LLC/FA
 4/16/24  La Rosa Holdings Corp.            10-K       12/31/23  128:66M                                    EdgarAgents LLC/FA
10/20/23  La Rosa Holdings Corp.            S-8        10/20/23    5:114K                                   DataTracks Svcs Ltd./FA
10/19/23  La Rosa Holdings Corp.            8-K:2,3,7,910/13/23   18:880K                                   DataTracks Svcs Ltd./FA
 9/12/23  La Rosa Holdings Corp.            S-1/A                  2:180K                                   DataTracks Svcs Ltd./FA
 9/01/23  La Rosa Holdings Corp.            S-1/A                 10:4M                                     DataTracks Svcs Ltd./FA
 7/14/23  La Rosa Holdings Corp.            S-1/A                  8:3.8M                                   DataTracks Svcs Ltd./FA
 6/21/23  La Rosa Holdings Corp.            S-1/A                  6:3.5M                                   DataTracks Svcs Ltd./FA
 6/08/23  La Rosa Holdings Corp.            S-1/A                  4:3.5M                                   DataTracks Svcs Ltd./FA
 5/19/23  La Rosa Holdings Corp.            S-1/A                 10:3.8M                                   DataTracks Svcs Ltd./FA
 4/26/23  La Rosa Holdings Corp.            S-1/A                 12:6M                                     DataTracks Svcs Ltd./FA
 1/19/23  La Rosa Holdings Corp.            S-1/A                  2:152K                                   DataTracks Svcs Ltd./FA
 1/06/23  La Rosa Holdings Corp.            S-1/A                  9:5.1M                                   DataTracks Svcs Ltd./FA
12/14/22  La Rosa Holdings Corp.            S-1/A                 19:5.5M                                   DataTracks Svcs Ltd./FA
10/12/22  La Rosa Holdings Corp.            S-1/A                 17:4.5M                                   DataTracks Svcs Ltd./FA
 8/03/22  La Rosa Holdings Corp.            S-1/A                 12:3.9M                                   DataTracks Svcs Ltd./FA
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Filing Submission 0001575872-22-000540   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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