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Funaki Mark – ‘4’ for 4/15/24 re: Capstone Green Energy Holdings, Inc.

On:  Wednesday, 4/17/24, at 9:24pm ET   ·   For:  4/15/24   ·   As:  Officer   ·   Accession #:  2013479-24-2   ·   File #:  1-15957

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/17/24  Funaki Mark                       4          Officer     1:4K   Capstone Green Energy Holdin… Inc Canino Vincent J.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      5K 
                Securities by an Insider -- primary_doc.xml/5.8                  




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  4/15/24
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1009759
Issuer Name:  Capstone Green Energy Holdings, Inc.
Issuer Trading Symbol:  --
Reporting Owner:
Reporting Owner ID:
Owner CIK:  2018517
Owner Name:  Funaki Mark
Reporting Owner Address:
Owner Street 1:  C/O CAPSTONE GREEN ENERGY HOLDINGS, INC.
Owner Street 2:  16640 STAGG STREET
Owner City:  VAN NUYS
Owner State:  CA
Owner ZIP Code:  91406
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  General Counsel
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  4/15/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  75,000
Footnote ID:  F1
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  75,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1Represents shares underlying restricted stock units vesting in three equal annual installments commencing on April 15, 2025.
Owner Signature:
Signature Name:  Mark Funaki, Reporting Person
Signature Date:  4/17/24


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Filing Submission 0002013479-24-000002   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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