Capstone Green Energy Holdings, Inc. 

CA

  SEC # 1009759

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1,490  SEC Filings   from  3/22/00  to  4/17/24  (Last Week)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/15/24 — Filed re:  Issuer / Subject Company — Filed by:  Funaki Mark
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Forms , Documents & Exhibits  in  599 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/12/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	255
					8-K Items:
11/17/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	70
2/5/19	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	3
11/17/23			"			•	Bankruptcy or Receivership — Item 1.03 — ↓‘EX-2’	2
2/5/10	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
2/13/23	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	80
11/17/23			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	11
9/28/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	15
10/5/20	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	5
10/21/19	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	9
12/7/16	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
9/22/23			"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02	1
3/12/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	55
8/30/21	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	12
9/14/22	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	14
3/12/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	22
10/25/23			Events:			•	Other Events — Item 8.01	40
3/12/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	183
12/18/23			EFFECT		SEC:		SEC Notices of Effectiveness	20
12/11/23			8-K12G3		Registration:		Notice of Securities Deemed to be Registered by a Successor Issuer — Form 8-K — Financial Reports	1
12/7/23			S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations	21
12/7/23			POS AM		Registration:		Post-Effective Amendments of Registration Statements	12
11/15/23			NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25	2
7/5/23			NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25	4
6/9/23			SD		Update:		Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD	10
2/13/23	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	71
10/12/22	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	21
8/22/22	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	27
8/18/22	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	5
7/29/22	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	18
7/29/22	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	21
7/19/22	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	9
7/13/22	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	22
6/17/21	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	5
4/12/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	8
3/22/21	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	15
10/15/20	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	5
5/6/19	OLD		15-12B		Registration:		Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD	2
5/6/19	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	4
8/21/17	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
7/18/17	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	3
7/18/16	OLD		DEFC14A		Proxy:		Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
6/24/16	OLD		PREC14A		Proxy:		Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
9/8/14	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	9
2/28/12	OLD		S-3MEF		Registration:		Registration Statements to Add Securities to Prior Form S-3 Registrations  OLD	2
2/13/08	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	2
7/8/05	OLD		8-A12G		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
1/26/04	OLD		10-QT		Update:		Quarterly-Transition Report — Form 10-Q  OLD	1
7/25/03	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	3
1/13/03	OLD		424B1		Registration:		Prospectuses – Info Previously Omitted  OLD	2
11/22/02	OLD		REGDEX		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
11/17/00	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
11/16/00	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	11
					General Exhibits:
3/12/24			EX-10		Material Contracts			136
12/11/23			EX-3		Articles of Incorporation/Organization and Bylaws			30
12/11/23			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			64
11/17/23			EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions			4
6/9/23			EX-1		Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)			24
10/12/22	OLD		EX-23		Consents of Experts and Counsel  OLD			82
10/12/22	OLD		EX-FILING FEES		Filing Fees  OLD			1
10/12/22	OLD		EX-5		Opinions of Counsel re: Legality  OLD			57
7/13/22	OLD		EX-21		Subsidiaries Lists  OLD			14
6/7/18	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			2
6/12/14	OLD		EX-14		Codes of Ethics  OLD			4
11/16/00	OLD		EX-9		Voting Trust Agreements  OLD			4
					Additional Exhibits:
3/12/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			185
					Financials:
3/12/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			3,044
3/12/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			81
3/12/24			EX-101.*		XBRL Data  (XBRL Files)			383
3/12/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			34
3/12/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			74
2/13/23	OLD		EX-31		Certifications — §302 – SOA’02  OLD			164
2/13/23	OLD		EX-32		Certifications — §906 – SOA’02  OLD			81
12/7/16	OLD		EX-16		Letters re: Changes in Accountants  OLD			3
6/16/15	OLD		EX-12		Statements re: Computations of Ratios  OLD			6
10/24/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			4
					Graphics:
3/12/24			GRAPHIC		Photos, Images and Graphs			573

Forms , Documents & Exhibits  in  901 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 14067D

        

Latest Filing			Type		Category	Description		Documents
4/17/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	784
4/17/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	44
10/12/23			25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25	1
9/29/23			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	44
6/17/21	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	5
7/18/16	OLD		DEFC14A		Proxy:		Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
6/24/16	OLD		PREC14A		Proxy:		Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
5/15/14	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	10
7/25/03	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	3
					Letters:
3/30/21	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			8
3/30/21	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			2
					General Exhibits:
9/8/21	OLD		EX-24		Powers of Attorney  OLD			5
					Additional Exhibits:
10/12/23			EX-99		Miscellaneous Exhibits, such as Press Releases			30
					Graphics:
7/18/16	OLD		GRAPHIC		Photos, Images and Graphs  OLD			12

        

Filings History

Year		# of Filings
2024		8
2023		87
2022		42
2021		60
2020		55
2019		78
2018		65
2017		55
2016		79
2015		89
2014		89
2013		67
2012		88
2011		84
2010		105
2009		71
2008		75
2007		58
2006		52
2005		73
2004		27
2003		33
2002		12
2001		15
2000		23