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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/09/19 Duke Energy Corp 8-K:5 8/09/19 11:269K Toppan Merrill/FA2 |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 35K 7: R1 Cover HTML 57K 9: XML IDEA XML File -- Filing Summary XML 12K 6: XML XBRL Instance -- tv527229_8k_htm XML 24K 8: EXCEL IDEA Workbook of Financial Reports XLSX 6K 3: EX-101.DEF XBRL Definitions -- duk-20190809_def XML 74K 4: EX-101.LAB XBRL Labels -- duk-20190809_lab XML 103K 5: EX-101.PRE XBRL Presentations -- duk-20190809_pre XML 71K 2: EX-101.SCH XBRL Schema -- duk-20190809 XSD 15K 10: JSON XBRL Instance as JSON Data -- MetaLinks 27± 35K 11: ZIP XBRL Zipped Folder -- 0001410578-19-000740-xbrl Zip 24K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i August 9, 2019
| Commission file number |
Registrant, State of Incorporation or Organization, Address of Principal Executive Offices, and Telephone Number |
IRS Employer Identification No. |
| i 1-32853 |
|
i 20-2777218 |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
i ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240. 13e-4(c))
SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
C:
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
(b) On August 9, 2019, Duke Energy Corporation (”Duke Energy”) announced Mr. Lloyd M. Yates, Executive Vice President, Customer and Delivery Operations and President, Carolinas Region, will be leaving his position at Duke Energy effective September 30, 2019. Mr. Yates will be eligible to receive severance benefits under the terms of the previously-disclosed Duke Energy Executive Severance Plan, along with earned compensation and benefits under applicable Duke Energy retirement and benefit plans.
Effective October 1, 2019, Ms. Julie S. Janson, currently Executive Vice President, External Affairs and Chief Legal Officer, will become Executive Vice President, External Affairs and President, Carolinas Region. In addition to the external affairs organization, Ms. Janson will be responsible for the strategic direction and performance of Duke Energy’s regulated utilities in North Carolina and South Carolina.
Other organizational changes and restructurings of the roles and responsibilities of Duke Energy’s leadership team will be announced shortly to assist with a smooth transition.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| DUKE ENERGY CORPORATION | ||
| Date: August 9, 2019 | By: | /s/ David S. Maltz |
| David S. Maltz | ||
| Vice President, Legal and Assistant Corporate Secretary | ||
C:
C:
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 10/1/19 | 3 | |||
| 9/30/19 | 10-Q, 4, 8-K | |||
| Filed on / For Period end: | 8/9/19 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/09/22 Duke Energy Corp. 424B5 2:479K Toppan Merrill/FA 8/08/22 Duke Energy Corp. 424B5 1:441K Toppan Merrill/FA 6/09/22 Duke Energy Corp. 424B5 2:497K Toppan Merrill/FA 6/08/22 Duke Energy Corp. 424B5 1:487K Toppan Merrill/FA 9/24/21 Duke Energy Corp. 424B5 1:497K Toppan Merrill/FA 9/23/21 Duke Energy Corp. 424B5 1:486K Toppan Merrill/FA 6/08/21 Duke Energy Corp. 424B5 1:579K Toppan Merrill/FA 6/07/21 Duke Energy Corp. 424B5 1:533K Toppan Merrill/FA 9/10/20 Duke Energy Corp. 424B5 1:333K Toppan Merrill-FA 9/09/20 Duke Energy Corp. 424B5 1:323K Toppan Merrill-FA |
