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Riley Bryant R, et al. – ‘4’ for 9/22/22 re: Lazydays Holdings, Inc.

On:  Monday, 9/26/22, at 9:30pm ET   ·   For:  9/22/22   ·   As:  10% Owner   ·   Accession #:  1213900-22-59096   ·   File #:  1-38424

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/26/22  Riley Bryant R                    4          10% Owner   1:15K  Lazydays Holdings, Inc.           EdgarAgents LLC/FA
          B. Riley Financial, Inc.
          BRF Investments, LLC
          B. Riley Securities, Inc.
          B. Riley Principal Investments, LLC

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     14K 
                Securities by an Insider -- ownership.xml/3.6                    




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
B. Riley Financial, Inc.

(Last)(First)(Middle)
11100 SANTA MONICA BLVD
SUITE 800

(Street)
LOS ANGELESCA90025

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
Lazydays Holdings, Inc. [ LAZY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
9/22/22
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock 9/22/22P 1,635A$12.7496 (4)813,142IBy B. Riley Securities, Inc. (1) (2) (3)
Common Stock 9/23/22P 7,123A$12.75820,265IBy B. Riley Securities, Inc. (1) (2) (3)
Common Stock 9/26/22P 11,192A$12.7297 (5)831,457IBy B. Riley Securities, Inc. (1) (2) (3)
Common Stock 247,663IBy B. Riley Principal Investments, LLC (1) (2) (3)
Common Stock 698,791IBy BRF Investments, LLC (1) (2) (3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
B. Riley Financial, Inc.

(Last)(First)(Middle)
11100 SANTA MONICA BLVD
SUITE 800

(Street)
LOS ANGELESCA90025

(City)(State)(Zip)
1. Name and Address of Reporting Person*
B. Riley Securities, Inc.

(Last)(First)(Middle)
11100 SANTA MONICA BLVD
SUITE 800

(Street)
LOS ANGELESCA90025

(City)(State)(Zip)
1. Name and Address of Reporting Person*
B. RILEY PRINCIPAL INVESTMENTS, LLC

(Last)(First)(Middle)
11100 SANTA MONICA BLVD.
SUITE 800

(Street)
LOS ANGELESCA90025

(City)(State)(Zip)
1. Name and Address of Reporting Person*
BRF Investments, LLC

(Last)(First)(Middle)
11100 SANTA MONICA BLVD.
SUITE 800

(Street)
LOS ANGELESCA90025

(City)(State)(Zip)
1. Name and Address of Reporting Person*
RILEY BRYANT R

(Last)(First)(Middle)
11100 SANTA MONICA BLVD.
SUITE 800

(Street)
LOS ANGELESCA90025

(City)(State)(Zip)
Explanation of Responses:
(1)  This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), B. Riley Principal Investments, LLC, a Delaware limited liability company ("BRPI"), BRF Investments, LLC, a Delaware corporation ("BRFI"), and Bryant R. Riley.
(2)  BRF is the parent company of BRS, BRPI and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS, BRPI and BRFI.
(3)  Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares held by BRS, BRPI and BRFI. Each of BRF, BRS, BRPI, BRFI and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
(4)  The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.745 to $12.75, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price.
(5)  The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.69 to $12.75, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price.
B. Riley Financial, Inc., by: /s/ Bryant R. Riley, Co-Chief Executive Officer 9/26/22
B. Riley Securities, Inc. by: /s/ Andrew Moore, Chief Executive Officer 9/26/22
B. Riley Principal Investments, LLC by: /s/ Kenneth Young, Chief Executive Officer 9/26/22
BRF Investments, LLC., by: /s/ Phillip Ahn, Authorized Signatory 9/26/22
/s/ Bryant R. Riley 9/26/22
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    P    Open market or private purchase of non-derivative or derivative security.

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