Latest Filing | | Type | | Category | Description | Documents |
---|
| | | |
3/27/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 220 |
| | |
| | 8-K Items: |
1/22/24 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 54 |
5/15/20 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 1 |
11/1/19 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 7 |
2/29/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 54 |
1/22/24 | | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’ | 47 |
1/4/19 | OLD | | " | | | • | Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04 OLD — ↓‘EX-10’ | 1 |
3/22/24 | | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 | 1 |
1/21/22 | OLD | | " | | | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 4 |
9/4/20 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 3 |
3/15/23 | OLD | | Accountants & Accounting: | • | Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02 OLD | 1 |
8/6/09 | OLD | | Governance & Management: | • | Changes in Control of Registrant — Item 5.01 OLD | 1 |
4/14/23 | | | " | | | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 34 |
9/4/20 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 6 |
5/30/23 | | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 — ↓‘EX-14’ | 2 |
8/6/09 | OLD | | " | | | • | Change in Shell Company Status — Item 5.06 OLD | 1 |
5/30/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 15 |
6/18/15 | OLD | | " | | | • | Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08 OLD | 2 |
3/22/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 42 |
3/27/24 | | | Events: | • | Other Events — Item 8.01 | 64 |
3/22/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 178 |
| | |
|
3/26/24 | | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 | 226 |
3/26/24 | | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D | 110 |
3/1/24 | | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 37 |
2/29/24 | | | NT 10-K | | Update: | | Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25 | 2 |
2/12/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 38 |
11/9/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 45 |
7/27/23 | | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events | 46 |
4/18/23 | | | ARS | | Update: | | Annual Report to Security Holders | 1 |
4/18/23 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 14 |
3/16/23 | OLD | | 10-K | | Update: | | Annual Reports — Form 10-K OLD — Financial Reports | 24 |
11/15/22 | OLD | | 424B7 | | Registration: | | Prospectuses – Selling Security Holders – Info Previously Omitted OLD | 2 |
9/1/22 | OLD | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 26 |
12/3/21 | OLD | | CERT | | Trading: | | Certifications by Securities Exchanges Approving Listings — Form CERT OLD | 12 |
12/3/21 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 15 |
12/1/21 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 14 |
10/26/21 | OLD | | SC TO-T | | Ownership: | | Tender-Offer Statements by Third Parties — Schedule TO OLD | 7 |
9/13/21 | OLD | | SC TO-C | | Ownership: | | Tender-Offer Communications by Issuers and Third Parties — Schedule TO OLD | 2 |
5/28/21 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 2 |
2/9/21 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 23 |
1/28/21 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3 OLD | 1 |
1/11/21 | OLD | | DFAN14A | | Proxy: | | Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A OLD | 1 |
2/25/20 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 12 |
2/14/20 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 9 |
2/10/20 | OLD | | S-3MEF | | Registration: | | Registration Statements to Add Securities to Prior Form S-3 Registrations OLD | 2 |
11/1/19 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 4 |
2/7/19 | OLD | | 5 | | Ownership: | | Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 OLD | 1 |
8/13/18 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 18 |
6/8/18 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 4 |
5/31/17 | OLD | | CERTNAS | | Trading: | | Certifications by the Nasdaq Stock Market Approving Listings — Form CERT OLD | 3 |
5/1/17 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 5 |
5/1/17 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 10 |
10/25/16 | OLD | | 305B2 | | Registration: | | Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1 OLD | 1 |
5/22/15 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 2 |
2/17/15 | OLD | | D | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 4 |
11/7/14 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD | 2 |
11/15/12 | OLD | | NT 10-Q | | Update: | | Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25 OLD | 1 |
6/16/10 | OLD | | 8-A12G | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
7/20/09 | OLD | | 424B2 | | Registration: | | Prospectus – Primary Offering or Shelf Securities OLD | 1 |
| | |
| | Letters: |
6/1/09 | OLD | | COVER | | Comment-Response or Cover Letter to the SEC [ a.k.a. CORRESP ] OLD — All Correspondence with the SEC | 1 |
| | |
| | Form-Specific Documents: |
2/12/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 38 |
| | |
| | General Exhibits: |
1/22/24 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 19 |
1/22/24 | | | EX-10 | | Material Contracts | 164 |
7/28/23 | | | EX-5 | | Opinions of Counsel re: Legality | 60 |
7/28/23 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 29 |
7/27/23 | | | EX-FILING FEES | | Filing Fees | 2 |
5/30/23 | | | EX-14 | | Codes of Ethics | 2 |
3/16/23 | OLD | | EX-23 | | Consents of Experts and Counsel OLD | 90 |
3/15/23 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 47 |
3/15/23 | OLD | | EX-21 | | Subsidiaries Lists OLD | 13 |
7/29/22 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 7 |
10/13/21 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 11 |
5/7/21 | OLD | | EX-24 | | Powers of Attorney OLD | 12 |
1/28/21 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 14 |
| | |
| | Additional Exhibits: |
3/22/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form N-14: 2 Articles of Incorporation/Organization; 1 Bylaws (3 total) | 292 |
| | |
| | Financials: |
3/27/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 3,976 |
3/27/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 124 |
3/27/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 544 |
3/27/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 81 |
3/27/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 117 |
11/9/23 | | | EX-31 | | Certifications — §302 – SOA’02 | 158 |
11/9/23 | | | EX-32 | | Certifications — §906 – SOA’02 | 147 |
4/18/23 | | | EX-11 | | Statements re: Computations of Earnings Per Share | 5 |
3/20/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 4 |
| | |
| | Graphics: |
3/22/24 | | | GRAPHIC | | Photos, Images and Graphs | 1,436 |