SEC Info - Alleghany Corp./DE - ‘8-K’ for 5/6/21

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM i 8-K

CURRENT REPORT PURSUANT TO

SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): i May 6, 2021

ALLEGHANY CORPORATION

(Exact name of registrant as specified in its charter)

i Delaware

i 1-9371

i 51-0283071

(State or other jurisdiction

of incorporation)

(Commission File Number)

(IRS Employer

Identification No.)


i 1411 Broadway, i 34^th Floor, i New York, i New York				i 10018
(Address of principal executive offices)				(Zip Code)

Registrant’s telephone number, including area code: i (212) i 752-1356

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol(s)	Name of each exchange on which registered
i Common Stock, $1.00 par value	i Y	i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02

Results of Operations and Financial Condition.

On May 6, 2021, Alleghany Corporation issued a press release on the subject of its financial results for the quarter ended March 31, 2021. A copy of such release is furnished herewith as Exhibit 99.1. The information hereunder shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be incorporated by reference into a filing under the Securities Act of 1933 or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Item 9.01

Financial Statements and Exhibits.

(d) Exhibits


99.1		Press release of Alleghany Corporation, dated May 6, 2021

104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

2

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


		ALLEGHANY CORPORATION

Date: May 6, 2021		By: /s/ *Kerry J. Jacobs*
		Name: Kerry J. Jacobs
		Title: Executive Vice President and Chief Financial Officer

3

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	5/6/21	10-Q
	3/31/21	10-Q, 13F-HR, 4
		List all Filings

Alleghany Corp./DE – ‘8-K’ for 5/6/21

On: Thursday, 5/6/21, at 4:08pm ET · For: 5/6/21 · Accession #: 1193125-21-153269 · File #: 1-09371

Previous ‘8-K’: ‘8-K’ on 4/26/21 for 4/23/21 · Next: ‘8-K’ on 6/15/21 for 6/14/21 · Latest: ‘8-K’ on / for 10/19/22

Current Report — Form 8-K

Filing Table of Contents

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference