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Alleghany Corp/DE – ‘8-K’ for 4/23/21

On:  Monday, 4/26/21, at 4:11pm ET   ·   For:  4/23/21   ·   Accession #:  1193125-21-131487   ·   File #:  1-09371

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/26/21  Alleghany Corp/DE                 8-K:5       4/23/21   10:136K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     26K 
 6: R1          Document and Entity Information                     HTML     42K 
 8: XML         IDEA XML File -- Filing Summary                      XML     11K 
 5: XML         XBRL Instance -- d165270d8k_htm                      XML     13K 
 7: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.LAB  XBRL Labels -- ck0000775368-20210423_lab             XML     49K 
 4: EX-101.PRE  XBRL Presentations -- ck0000775368-20210423_pre      XML     31K 
 2: EX-101.SCH  XBRL Schema -- ck0000775368-20210423                 XSD     12K 
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               11±    17K 
10: ZIP         XBRL Zipped Folder -- 0001193125-21-131487-xbrl      Zip      8K 


‘8-K’   —   Current Report


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 iX: 
  8-K  
 i ALLEGHANY CORP /DE  i false  i 0000775368 0000775368 2021-04-23 2021-04-23

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM  i 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported):  i April 23, 2021

 

 

ALLEGHANY CORPORATION

(Exact name of registrant as specified in its charter)

 

 

 

 i Delaware    i 1-9371    i 51-0283071

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

 i 1411 Broadway,  i 34th Floor,  i New York,  i New York    i 10018
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code:  i (212)  i 752-1356

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Sect ion 12(b) of the Act :

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

Common Stock, $1.00 par value   Y   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 


Item 5.07

Submission of Matters to a Vote of Security Holders.

At the 2021 Annual Meeting of Stockholders of Alleghany Corporation (“Alleghany”) held on April 23, 2021: (i) two directors were elected to serve for three-year terms on the Board of Directors of Alleghany, (ii) an advisory, non-binding vote on Alleghany named executive officer compensation was approved, and (iii) the selection of Ernst & Young LLP as Alleghany’s independent registered public accounting firm for the 2021 fiscal year was ratified. Set forth below are the voting results for these proposals:

 

     For      Against      Abstain      Broker
Non-
Votes
 

(i) Election of Directors

           

(a) Phillip M. Martineau

     11,790,807        616,108        5,783        478,464  

(b) Raymond L.M. Wong

     11,891,642        516,414        4,642        478,464  

(ii) Advisory Vote on Executive Compensation

     12,072,261        328,873        11,564        478,464  

(iii) Ratification of Selection of Independent Registered Public Accounting Firm for Fiscal 2021

     12,856,703        29,880        4,579        N/A  

 

2


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    ALLEGHANY CORPORATION
Date: April 26, 2021     By:   /s/ Kerry J. Jacobs
      Name: Kerry J. Jacobs
      Title:   Executive Vice President and Chief Financial Officer

 

3


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:4/26/21
For Period end:4/23/214,  DEF 14A
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