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Athene Annuity & Life Assurance Co., et al. – ‘5’ for 12/31/11 re: Apollo Commercial Real Estate Finance, Inc.

On:  Friday, 12/9/11, at 7:52pm ET   ·   For:  12/31/11   ·   As:  10% Owner   ·   Accession #:  1179110-11-16462   ·   File #:  1-34452

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/09/11  Liberty Life Insurance Co.        5          10% Owner   3:78K  Apollo Com’l RE Finance, Inc.     Section16 Direct/FA
          Investors Insurance Corp.
          Apollo Management Holdings GP, LLC
          Apollo Management Holdings, L.P.
          Apollo Capital Management GP, LLC
          Apollo Capital Management, L.P.
          Athene Asset Management LLC
          Athene Holding Ltd.
          Athene Group Ltd.
          Apollo Life Asset Ltd.

Annual Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 5   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 5           Annual Statement of Changes in Beneficial           HTML     14K 
                Ownership of Securities by an Insider --                         
                edgar.xml/3.4                                                    
 2: EX-99.1     Miscellaneous Exhibit                               HTML     13K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML     37K 


‘5’   —   Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — edgar.xml/3.4




        

This ‘5’ Document is an XML Data File that may be rendered in various formats:

  Form 5    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 5UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0362
Estimated average burden
hours per response:1.0
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Form 3 Holdings Reported.
  
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
Athene Group Ltd

(Last)(First)(Middle)
C/O WALKER CORPORATE SERVICES LIMITED
WALKER HOUSE, 87 MARY STREET

(Street)
GEORGE TOWNE9KY1-9005

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
Apollo Commercial Real Estate Finance, Inc. [ ARI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/11
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount(A) or (D)Price
Common Stock 11/10/11 J0 (1)A (1)3,257,366 (1)ISee footnote (1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
Athene Group Ltd

(Last)(First)(Middle)
C/O WALKER CORPORATE SERVICES LIMITED
WALKER HOUSE, 87 MARY STREET

(Street)
GEORGE TOWNE9KY1-9005

(City)(State)(Zip)
1. Name and Address of Reporting Person*
LIBERTY LIFE INSURANCE CO

(Last)(First)(Middle)
2000 WADE HAMPTON BLVD

(Street)
GREENVILLESC29615

(City)(State)(Zip)
1. Name and Address of Reporting Person*
INVESTORS INSURANCE CORP

(Last)(First)(Middle)
2970 HARTLEY ROAD
SUITE 300

(Street)
JACKSONVILLEFL32257

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Athene Asset Management LLC

(Last)(First)(Middle)
818 MANHATTAN BEACH BLVD
SUITE 100

(Street)
MANHATTAN BEACHCA90266

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Apollo Life Asset Ltd.

(Last)(First)(Middle)
C/O WALKER CORPORATE SERVICES LIMITED
WALKER HOUSE, 87 MARY STREET

(Street)
GEORGE TOWNE9KY1-9005

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Apollo Capital Management, L.P.

(Last)(First)(Middle)
9 WEST 57TH STREET 43RD FLOOR

(Street)
NEW YORKNY10019

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Apollo Capital Management GP, LLC

(Last)(First)(Middle)
9 WEST 57TH STREET 43RD FLOOR

(Street)
NEW YORKNY10019

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Apollo Management Holdings, L.P.

(Last)(First)(Middle)
9 W. 57TH STREET 43RD FLOOR

(Street)
NEW YORKNY10019

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Apollo Management Holdings GP, LLC

(Last)(First)(Middle)
9 W. 57TH STREET 43RD FLOOR

(Street)
NEW YORKNY10019

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Athene Holding Ltd

(Last)(First)(Middle)
96 PITTS BAY ROAD

(Street)
PEMBROKED0HM08

(City)(State)(Zip)
Explanation of Responses:
(1)  See Exhibit 99.1.
[see signatures attached as Exhibit 99.2] 1 12/9/11
[see signatures attached as Exhibit 99.2] 2 12/9/11
[see signatures attached as Exhibit 99.2] 3 12/9/11
[see signatures attached as Exhibit 99.2] 4 12/9/11
[see signatures attached as Exhibit 99.2] 5 12/9/11
[see signatures attached as Exhibit 99.2] 6 12/9/11
[see signatures attached as Exhibit 99.2] 7 12/9/11
[see signatures attached as Exhibit 99.2] 8 12/9/11
[see signatures attached as Exhibit 99.2] 9 12/9/11
[see signatures attached as Exhibit 99.2] 10 12/9/11
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    J    Other acquisition or disposition.

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