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Ownership Document |
Schema Version: X0304 |
Document Type: 5 |
Period of Report: 12/31/11 |
Not Subject to Section 16: 0 |
Form 3 Holdings Reported: 0 |
Form 4 Transactions Reported: 0 |
Issuer: |
| Issuer CIK: 1467760 |
| Issuer Name: Apollo Commercial Real Estate Finance, Inc. |
| Issuer Trading Symbol: ARI |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1527487 |
| | Owner Name: Athene Group Ltd |
| Reporting Owner Address: |
| | Owner Street 1: C/O WALKER CORPORATE SERVICES LIMITED |
| | Owner Street 2: WALKER HOUSE, 87 MARY STREET |
| | Owner City: GEORGE TOWN |
| | Owner State: E9 |
| | Owner ZIP Code: KY1-9005 |
| | Owner State Description: CAYMAN ISLANDS |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 59252 |
| | Owner Name: LIBERTY LIFE INSURANCE CO |
| Reporting Owner Address: |
| | Owner Street 1: 2000 WADE HAMPTON BLVD |
| | Owner Street 2: |
| | Owner City: GREENVILLE |
| | Owner State: SC |
| | Owner ZIP Code: 29615 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 314347 |
| | Owner Name: INVESTORS INSURANCE CORP |
| Reporting Owner Address: |
| | Owner Street 1: 2970 HARTLEY ROAD |
| | Owner Street 2: SUITE 300 |
| | Owner City: JACKSONVILLE |
| | Owner State: FL |
| | Owner ZIP Code: 32257 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1505002 |
| | Owner Name: Athene Asset Management LLC |
| Reporting Owner Address: |
| | Owner Street 1: 818 MANHATTAN BEACH BLVD |
| | Owner Street 2: SUITE 100 |
| | Owner City: MANHATTAN BEACH |
| | Owner State: CA |
| | Owner ZIP Code: 90266 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1527502 |
| | Owner Name: Apollo Life Asset Ltd. |
| Reporting Owner Address: |
| | Owner Street 1: C/O WALKER CORPORATE SERVICES LIMITED |
| | Owner Street 2: WALKER HOUSE, 87 MARY STREET |
| | Owner City: GEORGE TOWN |
| | Owner State: E9 |
| | Owner ZIP Code: KY1-9005 |
| | Owner State Description: CAYMAN ISLANDS |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1456421 |
| | Owner Name: Apollo Capital Management, L.P. |
| Reporting Owner Address: |
| | Owner Street 1: 9 WEST 57TH STREET 43RD FLOOR |
| | Owner Street 2: |
| | Owner City: NEW YORK |
| | Owner State: NY |
| | Owner ZIP Code: 10019 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1456419 |
| | Owner Name: Apollo Capital Management GP, LLC |
| Reporting Owner Address: |
| | Owner Street 1: 9 WEST 57TH STREET 43RD FLOOR |
| | Owner Street 2: |
| | Owner City: NEW YORK |
| | Owner State: NY |
| | Owner ZIP Code: 10019 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1449434 |
| | Owner Name: Apollo Management Holdings, L.P. |
| Reporting Owner Address: |
| | Owner Street 1: 9 W. 57TH STREET 43RD FLOOR |
| | Owner Street 2: |
| | Owner City: NEW YORK |
| | Owner State: NY |
| | Owner ZIP Code: 10019 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1449433 |
| | Owner Name: Apollo Management Holdings GP, LLC |
| Reporting Owner Address: |
| | Owner Street 1: 9 W. 57TH STREET 43RD FLOOR |
| | Owner Street 2: |
| | Owner City: NEW YORK |
| | Owner State: NY |
| | Owner ZIP Code: 10019 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1527469 |
| | Owner Name: Athene Holding Ltd |
| Reporting Owner Address: |
| | Owner Street 1: 96 PITTS BAY ROAD |
| | Owner Street 2: |
| | Owner City: PEMBROKE |
| | Owner State: D0 |
| | Owner ZIP Code: HM08 |
| | Owner State Description: BERMUDA |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 11/10/11 |
| | Transaction Coding: |
| | | Transaction Form Type: 5 |
| | | Transaction Code: J |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 0 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Footnote ID: F1 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 3,257,366 |
| Footnote ID: F1 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: See footnote |
| Footnote ID: F1 |
Derivative Table: |
Footnotes: |
| Footnote - F1: See Exhibit 99.1. |
Owner Signature: |
| Signature Name: [see signatures attached as Exhibit 99.2] 1 |
| Signature Date: 12/9/11 |
Owner Signature: |
| Signature Name: [see signatures attached as Exhibit 99.2] 2 |
| Signature Date: 12/9/11 |
Owner Signature: |
| Signature Name: [see signatures attached as Exhibit 99.2] 3 |
| Signature Date: 12/9/11 |
Owner Signature: |
| Signature Name: [see signatures attached as Exhibit 99.2] 4 |
| Signature Date: 12/9/11 |
Owner Signature: |
| Signature Name: [see signatures attached as Exhibit 99.2] 5 |
| Signature Date: 12/9/11 |
Owner Signature: |
| Signature Name: [see signatures attached as Exhibit 99.2] 6 |
| Signature Date: 12/9/11 |
Owner Signature: |
| Signature Name: [see signatures attached as Exhibit 99.2] 7 |
| Signature Date: 12/9/11 |
Owner Signature: |
| Signature Name: [see signatures attached as Exhibit 99.2] 8 |
| Signature Date: 12/9/11 |
Owner Signature: |
| Signature Name: [see signatures attached as Exhibit 99.2] 9 |
| Signature Date: 12/9/11 |
Owner Signature: |
| Signature Name: [see signatures attached as Exhibit 99.2] 10 |
| Signature Date: 12/9/11 |