SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Raymond James Financial Inc. – ‘8-K’ for 8/24/22

On:  Tuesday, 8/30/22, at 3:55pm ET   ·   For:  8/24/22   ·   Accession #:  720005-22-54   ·   File #:  1-09109

Previous ‘8-K’:  ‘8-K’ on / for 8/24/22   ·   Next:  ‘8-K’ on / for 9/27/22   ·   Latest:  ‘8-K’ on / for 4/24/24   ·   2 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size

 8/30/22  Raymond James Financial Inc.      8-K:5,7,9   8/24/22   13:19M

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     43K 
 2: EX-3.1      EX-3.1 Amended and Restated By-Laws as Amended      HTML    191K 
                August 24, 2022                                                  
 3: EX-99.1     EX-99.1 Press Release Dated August 25, 2022         HTML     12K 
 8: R1          Cover Page                                          HTML     55K 
11: XML         IDEA XML File -- Filing Summary                      XML     12K 
 9: XML         XBRL Instance -- rjf-20220824_htm                    XML     31K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 5: EX-101.DEF  XBRL Definitions -- rjf-20220824_def                 XML     43K 
 6: EX-101.LAB  XBRL Labels -- rjf-20220824_lab                      XML     90K 
 7: EX-101.PRE  XBRL Presentations -- rjf-20220824_pre               XML     43K 
 4: EX-101.SCH  XBRL Schema -- rjf-20220824                          XSD     13K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    21K 
13: ZIP         XBRL Zipped Folder -- 0000720005-22-000054-xbrl      Zip     77K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:  C: 
  rjf-20220824  
 i 0000720005 i false i 09/3000007200052022-08-242022-08-240000720005us-gaap:CommonStockMember2022-08-242022-08-240000720005rjf:DepositarySharesSeriesAMember2022-08-242022-08-240000720005rjf:DepositarySharesSeriesBMember2022-08-242022-08-24


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

FORM  i 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 i August 24, 2022
Date of Report (date of earliest event reported)

 i RAYMOND JAMES FINANCIAL, INC.
(Exact name of registrant as specified in its charter)

 i Florida
 i 1-9109
 i 59-1517485
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
 i 880 Carillon Parkway
 i St. Petersburg
 i Florida
 i 33716
(Address of principal executive offices)
(Zip Code)

( i 727)  i 567-1000
(Registrant’s telephone number, including area code)

None
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 i   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Exchange Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
 i Common Stock, $.01 par value i RJF i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of 6.75% Fixed-to-Floating Rate Series A Non-Cumulative Perpetual Preferred Stock i RJF PrA i New York Stock Exchange
 i Depositary Shares, Each Representing a 1/40th Interest in a Share of 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock i RJF PrB i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).

Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.



Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

On August 24, 2022, the Board of Directors (the “Board”) of Raymond James Financial, Inc. (the “Company”) approved a resolution to amend and restate the Company’s By-laws (the By-laws). The By-laws were last amended on December 2, 2020. The amendments to the By-laws are intended to incorporate gender-neutral language.

The foregoing description of the amendments to the By-laws does not purport to be complete and is qualified in its entirety by reference to the full text of the By-laws, a copy of which is attached as Exhibit 3.1 and incorporated by reference herein.

Item 7.01 Regulation FD Disclosure

On August 25, 2022, the Company issued a press release announcing that the Board had declared on August 24, 2022 a quarterly cash dividend of $0.34 per share for each outstanding share of common stock of the Company. The dividend is payable October 17, 2022 to shareholders of record on October 3, 2022.

The press release also announced that the Board had declared on August 24, 2022 a quarterly cash dividend of $0.421875 per depositary share of 6.75% Fixed-to-Floating Rate Series A Non-Cumulative Perpetual Preferred Stock (NYSE: RJF PrA) and $0.3984375 per depositary share of 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock (NYSE: RJF PrB), in each case payable October 3, 2022 to shareholders of record on September 15, 2022.

A copy of the press release is attached as Exhibit 99.1 and is incorporated by reference herein.

The information in this Item 7.01, including Exhibit 99.1 hereto, is being “furnished” and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing of the Company with the Securities and Exchange Commission, whether made before or after the date hereof, regardless of any general incorporation language in such filings (unless the Company specifically states that the information or exhibit in this particular report is incorporated by reference).


Item 9.01 Financial Statements and Exhibits

(d) Exhibits. The following are filed as exhibits to this report:
Exhibit No.Description
3.1
99.1
104
Cover Page Interactive Data File (embedded within the Inline XBRL document).






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

RAYMOND JAMES FINANCIAL, INC.
By:
Paul M. Shoukry
Chief Financial Officer and Treasurer




Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
10/17/22
10/3/22
9/15/22
Filed on:8/30/22
8/29/22
8/25/22
For Period end:8/24/224,  8-K
12/2/203,  4,  8-K
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/03/23  Raymond James Financial Inc.      10-Q       12/31/22  116:26M
11/22/22  Raymond James Financial Inc.      10-K        9/30/22  175:37M
Top
Filing Submission 0000720005-22-000054   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Sat., May 4, 11:25:09.2am ET