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Raymond James Financial Inc. – ‘8-K’ for 7/27/22

On: Wednesday, 7/27/22, at 4:48pm ET · For: 7/27/22 · Accession #: 720005-22-39 · File #: 1-09109

  As Of               Filer                 Filing    For·On·As Docs:Size

 7/27/22  Raymond James Financial Inc.      8-K:2,9     7/27/22   14:9.4M

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     40K 
 2: EX-99.1     EX-99.1 Press Release Dated July 27, 2022           HTML   1.33M 
 3: EX-99.2     EX-99.2 Financial Supplement Fiscal Third Quarter   HTML     52K 
                2022 of Rjf                                                      
 4: EX-99.3     EX-99.3 Earnings Presentation Fiscal Third Quarter  HTML     46K 
                2022 of Rjf                                                      
 9: R1          Cover Page                                          HTML     54K 
12: XML         IDEA XML File -- Filing Summary                      XML     13K 
10: XML         XBRL Instance -- rjf-20220727_htm                    XML     31K 
11: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 6: EX-101.DEF  XBRL Definitions -- rjf-20220727_def                 XML     42K 
 7: EX-101.LAB  XBRL Labels -- rjf-20220727_lab                      XML     88K 
 8: EX-101.PRE  XBRL Presentations -- rjf-20220727_pre               XML     42K 
 5: EX-101.SCH  XBRL Schema -- rjf-20220727                          XSD     13K 
13: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    21K 
14: ZIP         XBRL Zipped Folder -- 0000720005-22-000039-xbrl      Zip    121K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C:

rjf-20220727

i 0000720005 i false00007200052022-07-272022-07-270000720005us-gaap:CommonStockMember2022-07-272022-07-270000720005rjf:DepositarySharesSeriesAMember2022-07-272022-07-270000720005rjf:DepositarySharesSeriesBMember2022-07-272022-07-27

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

i July 27, 2022

Date of Report (date of earliest event reported)

i RAYMOND JAMES FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

i Florida

i 1-9109

i 59-1517485

(State or other jurisdiction of incorporation)

(Commission File Number)

(I.R.S. Employer Identification No.)

i 880 Carillon Parkway

i St. Petersburg

i Florida

i 33716

(Address of principal executive offices)

(Zip Code)

( i 727) i 567-1000

(Registrant’s telephone number, including area code)

None

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Exchange Act:


Title of each class	Trading Symbol(s)	Name of each exchange on which registered
i Common Stock, $.01 par value	i RJF	i New York Stock Exchange
i Depositary Shares, Each Representing a 1/40th Interest in a Share of 6.75% Fixed-to-Floating Rate Series A Non-Cumulative Perpetual Preferred Stock	i RJF PrA	i New York Stock Exchange
i Depositary Shares, Each Representing a 1/40th Interest in a Share of 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock	i RJF PrB	i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

☐

Item 2.02 Results of Operations and Financial Condition

On July 27, 2022, Raymond James Financial, Inc. (the “Company”) issued a press release disclosing its results for the fiscal third quarter ended June 30, 2022. A copy of this press release is attached to this Current Report as Exhibit 99.1 and incorporated by reference herein. In addition, a copy of the Company’s Financial Supplement and Earnings Presentation for the fiscal third quarter ended June 30, 2022 are attached as Exhibits 99.2 and 99.3, respectively, to this Current Report and are incorporated by reference herein.

The information in this Current Report, including any exhibits hereto, is being “furnished” and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing of the Company with the Securities and Exchange Commission, whether made before or after the date hereof, regardless of any general incorporation language in such filings (unless the Company specifically states that the information or exhibit in this particular report is incorporated by reference).

Item 9.01 Financial Statements and Exhibits

(d) Exhibits. The following are filed as exhibits to this report:

Exhibit No.

99.1 Press release, dated Jul y 27, 2022, issued by Raymond James Financial, Inc.

99.2 Financial Supplement Fiscal Third Quarter 2022 of Raymond James Financial, Inc.

99.3 Earnings Presentation Fiscal Third Quarter 2022 of Raymond James Financial, Inc.

104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	RAYMOND JAMES FINANCIAL, INC.


Date: July 27, 2022	By:	/s/ *Paul M. Shoukry*
		Paul M. Shoukry
		Chief Financial Officer and Treasurer

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	7/27/22	None on these Dates
	6/30/22
		List all Filings

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Filing Submission 0000720005-22-000039 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)